# Steeprock Capital

> Steeprock Capital is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 172775
- Filed as: STEEPROCK CAPITAL
- Legal name: Steeprock Capital II LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172775
- AdvisorCensus page: https://advisorcensus.com/firm/steeprock-capital-greenwich-ct-172775

## Quick answers

**How is Steeprock Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Steeprock Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Steeprock Capital located?**
Steeprock Capital's principal office is in Greenwich, CT, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Steeprock Capital registered with the SEC or a state?**
Steeprock Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172775.

**How much does Steeprock Capital manage?**
Steeprock Capital reports $2,625,124,488 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (8% discretionary).

**How have Steeprock Capital's assets and staff changed since 2021?**
In the Form ADV data for Steeprock Capital: Regulatory assets under management: $423,761,157 in the October 2021 data and $2,625,124,488 in the October 2026 data, up 519%. Total employees: 6 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Steeprock Capital serve?**
By number of clients on Form ADV Item 5.D: insurance companies (6); other (4); pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Steeprock Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172775

**What changed in Steeprock Capital's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,625,124,488
- Discretionary: $219,571,038
- Non-discretionary: $2,405,553,450

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $219,571,038 |
| Insurance companies | 6 | $2,131,909,450 |
| Other | 4 | $273,644,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 12 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Rochester, NY

### Websites listed on Form ADV (Item 1.I)
- steeprockcapital.com
- LinkedIn @steeprockcapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $423,761,157 | 6 | March 29, 2021 |
| October 2022 | $691,239,513 | 6 | March 8, 2022 |
| October 2023 | $893,857,791 | 7 | March 29, 2023 |
| October 2024 | $1,455,051,935 | 9 | March 27, 2024 |
| October 2025 | $2,122,956,935 | 11 | March 26, 2025 |
| October 2026 | $2,625,124,488 | 12 | June 24, 2026 |

Regulatory assets under management: $423,761,157 in the October 2021 data and $2,625,124,488 in the October 2026 data, up 519%.
Total employees: 6 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 9 to 8.
- Regulatory assets under management went from $2,122,956,935 to $2,625,124,488 (+24%).
- Changed its office addresses in Rochester, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Steeprock Capital (CRD 172775): Form ADV filing data as of October 2026.