{
  "crd_number": 165168,
  "slug": "steelpeak-wealth-llc-los-angeles-ca-165168",
  "primary_business_name": "STEELPEAK WEALTH, LLC",
  "legal_name": "STEELPEAK WEALTH, LLC",
  "dbas": [
    "ALPHA SUMMIT INVESTMENTS",
    "STEELPEAK SPORTS",
    "STEELPEAK WEALTH"
  ],
  "city": "Los Angeles",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-09-10",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-07-29",
  "carried_forward": false,
  "raum_total": 4148078008.0,
  "raum_discretionary": 4101101046.0,
  "raum_non_discretionary": 46976962.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 84,
  "advisory_employees": 35,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 455182017.0,
      "count": 1420
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 45960928.0,
      "count": 121
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 3229886929.0,
      "count": 858
    },
    "pooled_investment_vehicles": {
      "raum": 24840780.0,
      "count": 3
    },
    "corporations_other_businesses": {
      "raum": 392207354.0,
      "count": 25
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://alphasummitgroup.com",
    "https://facebook.com/people/SteelPeak-Wealth/100065195392872",
    "https://instagram.com/steelpeak",
    "https://instagram.com/steelpeaksports",
    "https://linkedin.com/COMPANY/STEEL-PEAK-WEALTH-MANAGEMENT",
    "https://spwm.com",
    "https://steelpeak.com",
    "https://steelpeakwealth.com",
    "https://x.com/STEELPEAKWEALTH",
    "https://x.com/SteelPeakSports",
    "https://youtube.com/user/SteelPeakWealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165168",
  "city_as_filed": "LOS ANGELES",
  "url": "https://advisorcensus.com/firm/steelpeak-wealth-llc-los-angeles-ca-165168",
  "display_name": "Steelpeak Wealth, LLC",
  "summary": "Steelpeak Wealth, LLC is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 29, 2026.",
  "citation": "AdvisorCensus. Steelpeak Wealth, LLC (CRD 165168): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Steelpeak Wealth, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Steelpeak Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Steelpeak Wealth, LLC located?",
      "a": "Steelpeak Wealth, LLC's principal office is in Los Angeles, CA, according to its Form ADV; the August 2026 filing also lists 7 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Steelpeak Wealth, LLC registered with the SEC or a state?",
      "a": "Steelpeak Wealth, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 165168."
    },
    {
      "q": "How much does Steelpeak Wealth, LLC manage?",
      "a": "Steelpeak Wealth, LLC reports $4,148,078,008 in regulatory assets under management in its Form ADV filing dated July 29, 2026 (99% discretionary)."
    },
    {
      "q": "How have Steelpeak Wealth, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Steelpeak Wealth, LLC: Regulatory assets under management: $1,443,090,044 in the October 2021 data and $4,148,078,008 in the October 2026 data, up 187%. Total employees: 28 in October 2021 and 84 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Steelpeak Wealth, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,420); high net worth individuals (858); pension and profit sharing plans (but not the plan participants or government pension plans) (121)."
    },
    {
      "q": "Which custodians does Steelpeak Wealth, LLC use?",
      "a": "Steelpeak Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Steelpeak Wealth, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165168"
    },
    {
      "q": "What changed in Steelpeak Wealth, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Changed its office addresses in Beverly Hills, CA. Changed its office addresses in Newport Beach, CA. Changed its office addresses in Santa Barbara, CA. Added an office in Woodland Hills, CA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1443090044.0,
      "total_employees": 28,
      "filing_date": "2021-09-23"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2163660942.0,
      "total_employees": 44,
      "filing_date": "2022-09-16"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1893025457.0,
      "total_employees": 37,
      "filing_date": "2023-08-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2535311796.0,
      "total_employees": 46,
      "filing_date": "2024-09-17"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3439042634.0,
      "total_employees": 56,
      "filing_date": "2025-07-03"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 4148078008.0,
      "total_employees": 84,
      "filing_date": "2026-07-29"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Changed its office addresses in Beverly Hills, CA.",
        "Changed its office addresses in Newport Beach, CA.",
        "Changed its office addresses in Santa Barbara, CA.",
        "Added an office in Woodland Hills, CA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 29 to 35.",
        "Regulatory assets under management went from $3,439,042,634 to $4,148,078,008 (+21%).",
        "No longer lists an office in Dallas, TX."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Added the business name Steelpeak Sports.",
        "Added the business name Alpha Summit Investments.",
        "Added an office in Chicago, IL."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/steelpeak-wealth-llc-los-angeles-ca-165168.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1420,
      "fewer_than_5": false,
      "raum": 455182017.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 858,
      "fewer_than_5": false,
      "raum": 3229886929.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 24840780.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 121,
      "fewer_than_5": false,
      "raum": 45960928.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 25,
      "fewer_than_5": false,
      "raum": 392207354.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165168",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}