# Stauffer Financial, LLC

> Stauffer Financial, LLC is a state-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 6, 2026.

- CRD: 340420
- Filed as: STAUFFER FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: July 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/340420
- AdvisorCensus page: https://advisorcensus.com/firm/stauffer-financial-llc-340420

## Quick answers

**How is Stauffer Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stauffer Financial, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Stauffer Financial, LLC registered with the SEC or a state?**
Stauffer Financial, LLC is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 340420.

**How much does Stauffer Financial, LLC manage?**
Stauffer Financial, LLC reports $9,922,532 in regulatory assets under management in its Form ADV filing dated July 6, 2026 (100% discretionary).

**What types of clients does Stauffer Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (4); corporations or other businesses not listed above (1).

**Does Stauffer Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/340420

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $9,922,532
- Discretionary: $9,922,532
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $5,636,962 |
| High net worth individuals | 4 | $3,946,532 |
| Corporations or other businesses not listed above | 1 | $122,176 |
| Other | 1 | $216,862 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stauffer Financial, LLC (CRD 340420): Form ADV filing data as of October 2026.