# Statheros Financial Solutions, Inc.

> Statheros Financial Solutions, Inc. is an SEC-registered investment advisory firm in El Dorado Hills, CA, registered since 2019, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 306217
- Filed as: STATHEROS FINANCIAL SOLUTIONS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: El Dorado Hills, CA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306217
- AdvisorCensus page: https://advisorcensus.com/firm/statheros-financial-solutions-inc-el-dorado-hills-ca-306217

## Quick answers

**How is Statheros Financial Solutions, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Statheros Financial Solutions, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Statheros Financial Solutions, Inc. charge?**
Its Form ADV Part 2A brochure dated May 22, 2026 states: Hourly rate: $100 to $300 an hour (ancillary services on Retirement Plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Statheros Financial Solutions, Inc. located?**
Statheros Financial Solutions, Inc.'s principal office is in El Dorado Hills, CA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Statheros Financial Solutions, Inc. registered with the SEC or a state?**
Statheros Financial Solutions, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 306217.

**How much does Statheros Financial Solutions, Inc. manage?**
Statheros Financial Solutions, Inc. reports $926,170,171 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Statheros Financial Solutions, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Statheros Financial Solutions, Inc.: Regulatory assets under management: $587,045,099 in the October 2021 data and $926,170,171 in the October 2026 data, up 58%. Total employees: 14 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Statheros Financial Solutions, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (394); high net worth individuals (161); pension and profit sharing plans (but not the plan participants or government pension plans) (70).

**Which custodians does Statheros Financial Solutions, Inc. use?**
Statheros Financial Solutions, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Mid Atlantic Clearing & Settlement Corporation as custodians holding 10% or more of its separately managed account assets.

**Does Statheros Financial Solutions, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306217

**What changed in Statheros Financial Solutions, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Changed its office addresses in San Jose, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 22, 2026)

- Hourly rate: $100 to $300 an hour (ancillary services on Retirement Plans)

> Additional fees for ancillary services on Retirement Plans may be charged on an hourly basis at a rate between $100 and $300 per hour and will be quoted in advance of the work.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Mid Atlantic Clearing & Settlement Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $926,170,171
- Discretionary: $926,170,171
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 394 | $114,423,396 |
| High net worth individuals | 161 | $439,452,475 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 70 | $369,256,395 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $3,037,905 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (6 years)
- Employees: 15 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, ID, NV, OH, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- San Jose, CA

### Websites listed on Form ADV (Item 1.I)
- statherosfinancial.com
- LinkedIn @statheros-financial-solutions

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $587,045,099 | 14 | August 26, 2021 |
| October 2022 | $709,406,951 | 13 | March 28, 2022 |
| October 2023 | $578,058,999 | 15 | September 26, 2023 |
| October 2024 | $705,224,308 | 15 | March 27, 2024 |
| October 2025 | $810,053,837 | 16 | March 11, 2025 |
| October 2026 | $926,170,171 | 15 | June 2, 2026 |

Regulatory assets under management: $587,045,099 in the October 2021 data and $926,170,171 in the October 2026 data, up 58%.
Total employees: 14 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Changed its office addresses in San Jose, CA.

### June 2026
- Changed its office addresses in San Jose, CA.

### April 2026
- Regulatory assets under management went from $810,053,837 to $926,170,171 (+14%).

### January 2026
- No longer registered or notice-filed in MO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Statheros Financial Solutions, Inc. (CRD 306217): Form ADV filing data as of October 2026.