{ "crd_number": 335139, "slug": "star-harbor-investments-inc-tampa-fl-335139", "primary_business_name": "STAR HARBOR INVESTMENTS INC", "legal_name": "STAR HARBOR INVESTMENTS INC", "dbas": [], "city": "Tampa", "state": "FL", "country": "United States", "cbsa_code": "45300", "metro": { "cbsa_code": "45300", "common_name": "Tampa", "msa_name": "Tampa-St. Petersburg-Clearwater, FL", "path": "/advisors/fl/tampa" }, "registration_type": "sec", "registration_status": "120-Day Approval", "registration_date": "2025-05-02", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://starharborinvestments.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335139", "city_as_filed": "TAMPA", "url": "https://advisorcensus.com/firm/star-harbor-investments-inc-tampa-fl-335139", "display_name": "Star Harbor Investments Inc", "summary": "Star Harbor Investments Inc is an SEC-registered investment advisory firm in Tampa, FL, registered since 2025, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Star Harbor Investments Inc (CRD 335139): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Star Harbor Investments Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Star Harbor Investments Inc reports these compensation arrangements: a percentage of assets under its management." }, { "q": "How much does Star Harbor Investments Inc charge?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $100,000: 2% a year; $100,001 to $500,000: 1.75% a year; $500,001 to $2,000,000: 1.5% a year; Above $2,000,001: 1.25% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Star Harbor Investments Inc located?", "a": "Star Harbor Investments Inc's principal office is in Tampa, FL, according to its Form ADV." }, { "q": "Is Star Harbor Investments Inc registered with the SEC or a state?", "a": "Star Harbor Investments Inc is an SEC-registered investment advisory firm, registered since 2025. Status as filed: 120-Day Approval. CRD 335139." }, { "q": "How have Star Harbor Investments Inc's assets and staff changed since 2025?", "a": "In the Form ADV data for Star Harbor Investments Inc: Total employees: 2 in October 2025 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "Does Star Harbor Investments Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335139" } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 0.0, "total_employees": 2, "filing_date": "2025-04-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": null, "total_employees": 1, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [ { "band": "Up to $100,000", "rate": "2%" }, { "band": "$100,001 to $500,000", "rate": "1.75%" }, { "band": "$500,001 to $2,000,000", "rate": "1.5%" }, { "band": "Above $2,000,001", "rate": "1.25%" } ], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Fee schedule", "statements": [ "Up to $100,000: 2% a year", "$100,001 to $500,000: 1.75% a year", "$500,001 to $2,000,000: 1.5% a year", "Above $2,000,001: 1.25% a year" ], "quotes": [ "Fees for individually managed accounts are tier priced as follows: \n\n Account Size Fee (Annual Percentage)* \n $0-100,000 2.00% \n $100,001-500,000 1.75% \n $500,001-2,000,000 1.50% \n $2,000,001+ 1.25%" ] } ], "values": { "tiers": [ { "min": 0.0, "max": 100000.0, "rate_pct": 2.0 }, { "min": 100001.0, "max": 500000.0, "rate_pct": 1.75 }, { "min": 500001.0, "max": 2000000.0, "rate_pct": 1.5 }, { "min": 2000001.0, "max": null, "rate_pct": 1.25 } ], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Fees for individually managed accounts are tier priced as follows: \n\n Account Size Fee (Annual Percentage)* \n $0-100,000 2.00% \n $100,001-500,000 1.75% \n $500,001-2,000,000 1.50% \n $2,000,001+ 1.25%" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/star-harbor-investments-inc-tampa-fl-335139.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/335139", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }