# Stapleton Financial Group

> Stapleton Financial Group is a state-registered investment advisory firm in Billings, MT, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 284716
- Filed as: STAPLETON FINANCIAL GROUP
- Legal name: Stapleton & Co., LLC DBA Stapleton Financial Group
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Billings, MT
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284716
- AdvisorCensus page: https://advisorcensus.com/firm/stapleton-financial-group-billings-mt-284716

## Quick answers

**How is Stapleton Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Stapleton Financial Group reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Stapleton Financial Group located?**
Stapleton Financial Group's principal office is in Billings, MT, according to its Form ADV.

**Is Stapleton Financial Group registered with the SEC or a state?**
Stapleton Financial Group is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 284716.

**How much does Stapleton Financial Group manage?**
Stapleton Financial Group reports $15,800,000 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Stapleton Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (60); high net worth individuals (6).

**Does Stapleton Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284716

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $15,800,000
- Discretionary: $15,800,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 60 | $11,850,000 |
| High net worth individuals | 6 | $3,950,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stapleton Financial Group (CRD 284716): Form ADV filing data as of October 2026.