# Staines Financial, LLC

> Staines Financial, LLC is an SEC-registered investment advisory firm in Roseville, CA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 299405
- Filed as: STAINES FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Roseville, CA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/299405
- AdvisorCensus page: https://advisorcensus.com/firm/staines-financial-llc-roseville-ca-299405

## Quick answers

**How is Staines Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Staines Financial, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Staines Financial, LLC located?**
Staines Financial, LLC's principal office is in Roseville, CA, according to its Form ADV.

**Is Staines Financial, LLC registered with the SEC or a state?**
Staines Financial, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 299405.

**How much does Staines Financial, LLC manage?**
Staines Financial, LLC reports $168,684,412 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (100% discretionary).

**How have Staines Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Staines Financial, LLC: Regulatory assets under management: $128,000,000 in the October 2021 data and $168,684,412 in the October 2026 data, up 32%. Total employees: 4 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Staines Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2).

**Does Staines Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/299405

**What changed in Staines Financial, LLC's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $168,684,412
- Discretionary: $168,684,412
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $168,684,412 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2018 (7 years)
- Employees: 9 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NJ, PA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stainesfinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $128,000,000 | 4 | April 19, 2021 |
| October 2022 | $184,410,000 | 4 | March 14, 2022 |
| October 2023 | $181,587,733 | 4 | February 23, 2023 |
| October 2024 | $181,880,836 | 4 | March 16, 2024 |
| October 2025 | $166,163,114 | 14 | July 31, 2025 |
| October 2026 | $168,684,412 | 9 | June 2, 2026 |

Regulatory assets under management: $128,000,000 in the October 2021 data and $168,684,412 in the October 2026 data, up 32%.
Total employees: 4 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in AL, NH, NV, OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Staines Financial, LLC (CRD 299405): Form ADV filing data as of October 2026.