# Stafford Financial, LLC

> Stafford Financial, LLC is a state-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.

- CRD: 295502
- Filed as: STAFFORD FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: April 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/295502
- AdvisorCensus page: https://advisorcensus.com/firm/stafford-financial-llc-295502

## Quick answers

**How is Stafford Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stafford Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Stafford Financial, LLC registered with the SEC or a state?**
Stafford Financial, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 295502.

**How much does Stafford Financial, LLC manage?**
Stafford Financial, LLC reports $14,532,555 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (72% discretionary).

**What types of clients does Stafford Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14); high net worth individuals (7).

**Does Stafford Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/295502

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,532,555
- Discretionary: $10,524,607
- Non-discretionary: $4,007,948

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $3,130,754 |
| High net worth individuals | 7 | $11,401,801 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MT, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- staffordplanning.com
- Facebook @mason.stafford.5

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stafford Financial, LLC (CRD 295502): Form ADV filing data as of October 2026.