# Stackstone Wealth, LLC

> Stackstone Wealth, LLC is an SEC-registered investment advisory firm in Dubuque, IA, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.

- CRD: 342692
- Filed as: STACKSTONE WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Dubuque, IA
- Filing period: October 2026
- Form ADV filing dated: August 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342692
- AdvisorCensus page: https://advisorcensus.com/firm/stackstone-wealth-llc-dubuque-ia-342692

## Quick answers

**How is Stackstone Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stackstone Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**What does Stackstone Wealth, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 24, 2026 states: Asset-based fee: up to 1.95% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Stackstone Wealth, LLC located?**
Stackstone Wealth, LLC's principal office is in Dubuque, IA, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Stackstone Wealth, LLC registered with the SEC or a state?**
Stackstone Wealth, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342692.

**How much does Stackstone Wealth, LLC manage?**
Stackstone Wealth, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 25, 2026.

**Does Stackstone Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342692

**Does Stackstone Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 24, 2026 says: "StackStone Wealth does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."

**What changed in Stackstone Wealth, LLC's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in CO, FL, MN, MO, NE, NH, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 24, 2026)

- Asset-based fee: up to 1.95% of assets a year (the maximum the brochure states)

> Our annual fee ranges up to 1. 95% annually and is assessed and/or charged monthly in advance, based on the value at the end of the preceding month.

- Account minimum: None

> StackStone Wealth does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 27 total, 18 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, IA, IL, MI, MN, MO, NE, NH, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Lake Geneva, WI
- Marquette, MI
- Rockford, IL

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in CO, FL, MN, MO, NE, NH, TX.

### July 2026
- Newly registered with the SEC.
- Added an office in Lake Geneva, WI.
- Added an office in Marquette, MI.
- Added an office in Rockford, IL.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stackstone Wealth, LLC (CRD 342692): Form ADV filing data as of October 2026.