{
  "crd_number": 342692,
  "slug": "stackstone-wealth-llc-dubuque-ia-342692",
  "primary_business_name": "STACKSTONE WEALTH, LLC",
  "legal_name": "STACKSTONE WEALTH, LLC",
  "dbas": [],
  "city": "Dubuque",
  "state": "IA",
  "country": "United States",
  "cbsa_code": "20220",
  "metro": {
    "cbsa_code": "20220",
    "common_name": "Dubuque",
    "msa_name": "Dubuque, IA",
    "path": "/advisors/ia/dubuque"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2026-06-10",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-08-25",
  "carried_forward": false,
  "raum_total": 0.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 27,
  "advisory_employees": 18,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CO",
    "FL",
    "IA",
    "IL",
    "MI",
    "MN",
    "MO",
    "NE",
    "NH",
    "TX",
    "WI"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342692",
  "city_as_filed": "DUBUQUE",
  "url": "https://advisorcensus.com/firm/stackstone-wealth-llc-dubuque-ia-342692",
  "display_name": "Stackstone Wealth, LLC",
  "summary": "Stackstone Wealth, LLC is an SEC-registered investment advisory firm in Dubuque, IA, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 25, 2026.",
  "citation": "AdvisorCensus. Stackstone Wealth, LLC (CRD 342692): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Stackstone Wealth, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stackstone Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other."
    },
    {
      "q": "What does Stackstone Wealth, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated June 24, 2026 states: Asset-based fee: up to 1.95% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Stackstone Wealth, LLC located?",
      "a": "Stackstone Wealth, LLC's principal office is in Dubuque, IA, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Stackstone Wealth, LLC registered with the SEC or a state?",
      "a": "Stackstone Wealth, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342692."
    },
    {
      "q": "How much does Stackstone Wealth, LLC manage?",
      "a": "Stackstone Wealth, LLC reports $0 in regulatory assets under management in its Form ADV filing dated August 25, 2026."
    },
    {
      "q": "Does Stackstone Wealth, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342692"
    },
    {
      "q": "Does Stackstone Wealth, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 24, 2026 says: \"StackStone Wealth does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship.\""
    },
    {
      "q": "What changed in Stackstone Wealth, LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Registered or notice-filed in CO, FL, MN, MO, NE, NH, TX."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in CO, FL, MN, MO, NE, NH, TX."
      ]
    },
    {
      "period": "2026-07-01",
      "period_label": "July 2026",
      "notes": [
        "Newly registered with the SEC.",
        "Added an office in Lake Geneva, WI.",
        "Added an office in Marquette, MI.",
        "Added an office in Rockford, IL.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 24, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.95% of assets a year",
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.95% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Our annual fee ranges up to 1. 95% annually and is assessed and/or charged monthly in advance, based on the value at the end of the preceding month."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "StackStone Wealth does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."
        ]
      }
    ],
    "quotes": [
      "Our annual fee ranges up to 1. 95% annually and is assessed and/or charged monthly in advance, based on the value at the end of the preceding month.",
      "StackStone Wealth does not impose a stated minimum fee or minimum portfolio value for starting and maintaining an investment management relationship."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/stackstone-wealth-llc-dubuque-ia-342692.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342692",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}