{
  "crd_number": 173383,
  "slug": "stableford-capital-llc-scottsdale-az-173383",
  "primary_business_name": "STABLEFORD CAPITAL LLC",
  "legal_name": "STABLEFORD CAPITAL LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-11-07",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-07-10",
  "carried_forward": false,
  "raum_total": 305316552.0,
  "raum_discretionary": 282483131.0,
  "raum_non_discretionary": 22833421.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 19960289.0,
      "count": 42
    },
    "pension_profit_sharing": {
      "raum": 8613004.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 276743259.0,
      "count": 50
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CT",
    "GA",
    "IL",
    "TX",
    "WI"
  ],
  "websites": [
    "https://facebook.com/STABLEFORDCAPITAL",
    "https://linkedin.com/company/stableford-capital-llc",
    "https://stablefordcapital.com",
    "https://youtube.com/channel/UCofcFZO2gG4MytutWfyZFtw"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173383",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/stableford-capital-llc-scottsdale-az-173383",
  "display_name": "Stableford Capital LLC",
  "summary": "Stableford Capital LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.",
  "citation": "AdvisorCensus. Stableford Capital LLC (CRD 173383): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Stableford Capital LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stableford Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Stableford Capital LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated April 28, 2026 states: Flat fee: $7,500 (Fees for Financial Planning and Consulting for Businesses, Tier 1); Hourly rate: $500 an hour (Fees for Financial Planning and Consulting for Businesses, Tier 1). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Stableford Capital LLC located?",
      "a": "Stableford Capital LLC's principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Stableford Capital LLC registered with the SEC or a state?",
      "a": "Stableford Capital LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 173383."
    },
    {
      "q": "How much does Stableford Capital LLC manage?",
      "a": "Stableford Capital LLC reports $305,316,552 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (93% discretionary)."
    },
    {
      "q": "How have Stableford Capital LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Stableford Capital LLC: Regulatory assets under management: $221,210,306 in the October 2021 data and $305,316,552 in the October 2026 data, up 38%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stableford Capital LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (42)."
    },
    {
      "q": "Which custodians does Stableford Capital LLC use?",
      "a": "Stableford Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stableford Capital LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/173383"
    },
    {
      "q": "Does Stableford Capital LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 28, 2026 says: \"We do not generally impose a minimum portfolio value for investment advisory services or a minimum fee.\""
    },
    {
      "q": "What changed in Stableford Capital LLC's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Registered or notice-filed in WI."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 221210306.0,
      "total_employees": 4,
      "filing_date": "2021-04-05"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 294272000.0,
      "total_employees": 5,
      "filing_date": "2022-04-11"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 254967415.0,
      "total_employees": 5,
      "filing_date": "2023-07-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 270591523.0,
      "total_employees": 5,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 280682043.0,
      "total_employees": 5,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 305316552.0,
      "total_employees": 4,
      "filing_date": "2026-07-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in WI."
      ]
    },
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 28, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $7,500 (Fees for Financial Planning and Consulting for Businesses, Tier 1)",
      "Hourly rate: $500 an hour (Fees for Financial Planning and Consulting for Businesses, Tier 1)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "We do not generally impose a minimum portfolio value for investment advisory services or a minimum fee."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $7,500 (Fees for Financial Planning and Consulting for Businesses, Tier 1)"
        ],
        "quotes": [
          "Tier 1: either $7,500 flat or $500 per hour"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $500 an hour (Fees for Financial Planning and Consulting for Businesses, Tier 1)"
        ],
        "quotes": [
          "Tier 1: either $7,500 flat or $500 per hour"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 7500.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Fees for Financial Planning and Consulting for Businesses, Tier 1"
        },
        {
          "kind": "hourly",
          "amount": 500.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Fees for Financial Planning and Consulting for Businesses, Tier 1"
        }
      ]
    },
    "quotes": [
      "We do not generally impose a minimum portfolio value for investment advisory services or a minimum fee.",
      "Tier 1: either $7,500 flat or $500 per hour",
      "Tier 1: either $7,500 flat or $500 per hour"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stableford-capital-llc-scottsdale-az-173383.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 42,
      "fewer_than_5": false,
      "raum": 19960289.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 50,
      "fewer_than_5": false,
      "raum": 276743259.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 8613004.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/173383",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}