# ST. Nicholas Private Asset Management, Inc.

> ST. Nicholas Private Asset Management, Inc. is an SEC-registered investment advisory firm in Jacksonville, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 25, 2026.

- CRD: 132500
- Filed as: ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jacksonville, FL
- Filing period: October 2026
- Form ADV filing dated: June 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/132500
- AdvisorCensus page: https://advisorcensus.com/firm/st-nicholas-private-asset-management-inc-jacksonville-fl-132500

## Quick answers

**How is ST. Nicholas Private Asset Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), ST. Nicholas Private Asset Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does ST. Nicholas Private Asset Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Up to $2,000,000: 1.25% a year; $2,000,000 to $5,000,000: 1% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is ST. Nicholas Private Asset Management, Inc. located?**
ST. Nicholas Private Asset Management, Inc.'s principal office is in Jacksonville, FL, according to its Form ADV.

**Is ST. Nicholas Private Asset Management, Inc. registered with the SEC or a state?**
ST. Nicholas Private Asset Management, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 132500.

**How much does ST. Nicholas Private Asset Management, Inc. manage?**
ST. Nicholas Private Asset Management, Inc. reports $151,000,000 in regulatory assets under management in its Form ADV filing dated June 25, 2026 (100% discretionary).

**How have ST. Nicholas Private Asset Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for ST. Nicholas Private Asset Management, Inc.: Regulatory assets under management: $105,747,711 in the October 2021 data and $151,000,000 in the October 2026 data, up 43%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ST. Nicholas Private Asset Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (92).

**Which custodians does ST. Nicholas Private Asset Management, Inc. use?**
ST. Nicholas Private Asset Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does ST. Nicholas Private Asset Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132500

**What changed in ST. Nicholas Private Asset Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Up to $2,000,000: 1.25% a year
- $2,000,000 to $5,000,000: 1% a year
- Above $5,000,000: 0.5% a year

> Annual Fee: 1.25% on first $2,000,000 1.00% on next $3,000,000 0.50% on all assets over $5,000,000

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,000,000
- Discretionary: $151,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 92 | $151,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, NH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $105,747,711 | 2 | March 29, 2021 |
| October 2022 | $123,780,348 | 3 | March 17, 2022 |
| October 2023 | $102,383,801 | 3 | May 3, 2023 |
| October 2024 | $130,066,330 | 4 | March 13, 2024 |
| October 2025 | $152,000,000 | 4 | January 16, 2025 |
| October 2026 | $151,000,000 | 3 | June 25, 2026 |

Regulatory assets under management: $105,747,711 in the October 2021 data and $151,000,000 in the October 2026 data, up 43%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ST. Nicholas Private Asset Management, Inc. (CRD 132500): Form ADV filing data as of October 2026.