# ST. Louis Financial Planners Asset Management, LLC

> ST. Louis Financial Planners Asset Management, LLC is an SEC-registered investment advisory firm in Chesterfield, MO, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2026.

- CRD: 106999
- Filed as: ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chesterfield, MO
- Filing period: October 2026
- Form ADV filing dated: September 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106999
- AdvisorCensus page: https://advisorcensus.com/firm/st-louis-financial-planners-asset-management-llc-chesterfield-mo-106999

## Quick answers

**How is ST. Louis Financial Planners Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ST. Louis Financial Planners Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does ST. Louis Financial Planners Asset Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated January 29, 2026 states: Up to $50,000: 2.5% a year; $50,000.01 to $100,000: 2.25% a year; $100,000.01 to $500,000: 2% a year; Above $500,000.01: 1.75% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is ST. Louis Financial Planners Asset Management, LLC located?**
ST. Louis Financial Planners Asset Management, LLC's principal office is in Chesterfield, MO, according to its Form ADV.

**Is ST. Louis Financial Planners Asset Management, LLC registered with the SEC or a state?**
ST. Louis Financial Planners Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 106999.

**How much does ST. Louis Financial Planners Asset Management, LLC manage?**
ST. Louis Financial Planners Asset Management, LLC reports $234,037,459 in regulatory assets under management in its Form ADV filing dated September 29, 2026 (100% discretionary).

**How have ST. Louis Financial Planners Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for ST. Louis Financial Planners Asset Management, LLC: Regulatory assets under management: $129,954,155 in the October 2021 data and $234,037,459 in the October 2026 data, up 80%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ST. Louis Financial Planners Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (446).

**Which custodians does ST. Louis Financial Planners Asset Management, LLC use?**
ST. Louis Financial Planners Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does ST. Louis Financial Planners Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106999

**Does ST. Louis Financial Planners Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 29, 2026 says: "STLFPAM has no minimum account size."

**What changed in ST. Louis Financial Planners Asset Management, LLC's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 29, 2026)

- Up to $50,000: 2.5% a year
- $50,000.01 to $100,000: 2.25% a year
- $100,000.01 to $500,000: 2% a year
- Above $500,000.01: 1.75% a year

> $50,000 and less 2.50% of the Account $50,000.01 - $100,000 2.25% of the Account $100.000.01 - $500,000 2.00% of the Account $500,000.01 and greater 1.75% of the Account

- Account minimum: None

> STLFPAM has no minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $234,037,459
- Discretionary: $234,037,459
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 446 | $234,037,459 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, MO, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $129,954,155 | 3 | January 27, 2021 |
| October 2022 | $137,540,676 | 3 | January 26, 2022 |
| October 2023 | $129,904,284 | 3 | January 26, 2023 |
| October 2024 | $155,035,405 | 3 | April 29, 2024 |
| October 2025 | $188,487,676 | 3 | January 16, 2025 |
| October 2026 | $234,037,459 | 2 | September 29, 2026 |

Regulatory assets under management: $129,954,155 in the October 2021 data and $234,037,459 in the October 2026 data, up 80%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in TN.

### February 2026
- Employees performing advisory functions went from 3 to 2.
- Regulatory assets under management went from $188,487,676 to $234,037,459 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ST. Louis Financial Planners Asset Management, LLC (CRD 106999): Form ADV filing data as of October 2026.