# ST. John & Associates, Inc.

> ST. John & Associates, Inc. is an SEC-registered investment advisory firm in Roswell, GA, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 124778
- Filed as: ST. JOHN & ASSOCIATES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Roswell, GA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124778
- AdvisorCensus page: https://advisorcensus.com/firm/st-john-and-associates-inc-roswell-ga-124778

## Quick answers

**How is ST. John & Associates, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), ST. John & Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ST. John & Associates, Inc. located?**
ST. John & Associates, Inc.'s principal office is in Roswell, GA, according to its Form ADV.

**Is ST. John & Associates, Inc. registered with the SEC or a state?**
ST. John & Associates, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 124778.

**How much does ST. John & Associates, Inc. manage?**
ST. John & Associates, Inc. reports $128,352,401 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (96% discretionary).

**How have ST. John & Associates, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for ST. John & Associates, Inc.: Regulatory assets under management: $119,870,432 in the October 2021 data and $128,352,401 in the October 2026 data, up 7%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ST. John & Associates, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (99); high net worth individuals (43); other (11).

**Does ST. John & Associates, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124778

**What changed in ST. John & Associates, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 2. Regulatory assets under management went from $116,089,822 to $128,352,401 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $128,352,401
- Discretionary: $122,815,587
- Non-discretionary: $5,536,814

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 99 | $29,368,598 |
| High net worth individuals | 43 | $93,446,989 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 11 | $5,536,814 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [stjohnfinancial.com](https://stjohnfinancial.com)
- Facebook @stjohnandassociates
- LinkedIn @stjohnassociates

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $119,870,432 | 5 | May 7, 2021 |
| October 2022 | $127,174,924 | 6 | September 13, 2022 |
| October 2023 | $101,452,071 | 7 | March 9, 2023 |
| October 2024 | $107,116,357 | 7 | August 14, 2024 |
| October 2025 | $116,089,822 | 7 | May 22, 2025 |
| October 2026 | $128,352,401 | 6 | March 23, 2026 |

Regulatory assets under management: $119,870,432 in the October 2021 data and $128,352,401 in the October 2026 data, up 7%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 2.
- Regulatory assets under management went from $116,089,822 to $128,352,401 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ST. John & Associates, Inc. (CRD 124778): Form ADV filing data as of October 2026.