# ST. James Investment Company, LLC

> ST. James Investment Company, LLC is an SEC-registered investment advisory firm in Southlake, TX, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 124777
- Filed as: ST. JAMES INVESTMENT COMPANY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Southlake, TX
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124777
- AdvisorCensus page: https://advisorcensus.com/firm/st-james-investment-company-llc-southlake-tx-124777

## Quick answers

**How is ST. James Investment Company, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ST. James Investment Company, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is ST. James Investment Company, LLC located?**
ST. James Investment Company, LLC's principal office is in Southlake, TX, according to its Form ADV.

**Is ST. James Investment Company, LLC registered with the SEC or a state?**
ST. James Investment Company, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 124777.

**How much does ST. James Investment Company, LLC manage?**
ST. James Investment Company, LLC reports $660,558,672 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**How have ST. James Investment Company, LLC's assets and staff changed since 2021?**
In the Form ADV data for ST. James Investment Company, LLC: Regulatory assets under management: $962,478,620 in the October 2021 data and $660,558,672 in the October 2026 data, down 31%. Total employees: 8 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ST. James Investment Company, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (135); individuals (other than high net worth individuals) (108); other investment advisers (17).

**Which custodians does ST. James Investment Company, LLC use?**
ST. James Investment Company, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does ST. James Investment Company, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124777

**Does ST. James Investment Company, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 2, 2026 says: "St. James generally requires that separately managed accounts have a minimum of $100,000 in total asset value to be managed. Exceptions may be made in certain situations."

**What changed in ST. James Investment Company, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $595,194,149 to $660,558,672 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> St. James generally requires that separately managed accounts have a minimum of $100,000 in total asset value to be managed. Exceptions may be made in certain situations.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $660,558,672
- Discretionary: $660,558,672
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 108 | $23,455,129 |
| High net worth individuals | 135 | $117,535,674 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $122,482,729 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,833,412 |
| Charitable organizations | 1 | $400,528 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 17 | $387,638,403 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 8 | $7,212,797 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2003 (23 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, LA, MI, MN, NC, NH, OH, PA, TX, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stjic.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $962,478,620 | 8 | March 19, 2021 |
| October 2022 | $785,833,519 | 6 | March 1, 2022 |
| October 2023 | $735,855,058 | 6 | May 22, 2023 |
| October 2024 | $661,939,121 | 5 | July 10, 2024 |
| October 2025 | $595,194,149 | 6 | March 13, 2025 |
| October 2026 | $660,558,672 | 6 | March 2, 2026 |

Regulatory assets under management: $962,478,620 in the October 2021 data and $660,558,672 in the October 2026 data, down 31%.
Total employees: 8 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $595,194,149 to $660,558,672 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ST. James Investment Company, LLC (CRD 124777): Form ADV filing data as of October 2026.