# SRL Financial

> SRL Financial is a state-registered investment advisory firm in Noblesville, IN, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 13, 2026.

- CRD: 343656
- Filed as: SRL FINANCIAL
- Legal name: SRL Financial, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Noblesville, IN
- Filing period: October 2026
- Form ADV filing dated: August 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/343656
- AdvisorCensus page: https://advisorcensus.com/firm/srl-financial-noblesville-in-343656

## Quick answers

**How is SRL Financial compensated?**
On its Form ADV (Item 5.E, October 2026), SRL Financial reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is SRL Financial located?**
SRL Financial's principal office is in Noblesville, IN, according to its Form ADV.

**Is SRL Financial registered with the SEC or a state?**
SRL Financial is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 343656.

**How much does SRL Financial manage?**
SRL Financial reports $0 in regulatory assets under management in its Form ADV filing dated August 13, 2026.

**Does SRL Financial report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/343656

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.A(2): In the past ten years, has the firm or an advisory affiliate been charged with a felony?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/343656

### Websites listed on Form ADV (Item 1.I)
- srl-financial.com
- Instagram @spenc_shoemaker
- LinkedIn @spencer-shoemaker-cfp®-65123686
- X @Spencer_ShoeSRL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SRL Financial (CRD 343656): Form ADV filing data as of October 2026.