{ "crd_number": 161163, "slug": "srb-corporation-boston-ma-161163", "primary_business_name": "SRB CORPORATION", "legal_name": "SRB CORPORATION", "dbas": [], "city": "Boston", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 4821115000.0, "raum_discretionary": 4821115000.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "insurance_companies": { "raum": 4591814000.0, "count": 20 }, "corporations_other_businesses": { "raum": 229301000.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "other" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "MA" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161163", "city_as_filed": "BOSTON", "url": "https://advisorcensus.com/firm/srb-corporation-boston-ma-161163", "display_name": "SRB Corporation", "summary": "SRB Corporation is an SEC-registered investment advisory firm in Boston, MA, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. SRB Corporation (CRD 161163): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Other" ], "quick_answers": [ { "q": "How is SRB Corporation compensated?", "a": "On its Form ADV (Item 5.E, October 2026), SRB Corporation reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is SRB Corporation located?", "a": "SRB Corporation's principal office is in Boston, MA, according to its Form ADV." }, { "q": "Is SRB Corporation registered with the SEC or a state?", "a": "SRB Corporation is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161163." }, { "q": "How much does SRB Corporation manage?", "a": "SRB Corporation reports $4,821,115,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have SRB Corporation's assets and staff changed since 2021?", "a": "In the Form ADV data for SRB Corporation: Regulatory assets under management: $2,822,437,000 in the October 2021 data and $4,821,115,000 in the October 2026 data, up 71%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does SRB Corporation serve?", "a": "By number of clients on Form ADV Item 5.D: insurance companies (20)." }, { "q": "Which custodians does SRB Corporation use?", "a": "SRB Corporation's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Northern Trust as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does SRB Corporation report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161163" }, { "q": "What changed in SRB Corporation's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $4,202,600,000 to $4,821,115,000 (+15%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2822437000.0, "total_employees": 4, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3224282000.0, "total_employees": 4, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2665167000.0, "total_employees": 4, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3890087000.0, "total_employees": 4, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4202600000.0, "total_employees": 4, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 4821115000.0, "total_employees": 4, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $4,202,600,000 to $4,821,115,000 (+15%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Northern Trust", "name_as_filed": "NORTHERN TRUST", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/srb-corporation-boston-ma-161163.md", "clients": [ { "type": "insurance_companies", "label": "Insurance companies", "count": 20, "fewer_than_5": false, "raum": 4591814000.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": null, "fewer_than_5": true, "raum": 229301000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161163", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }