# SR Financial Services, Inc.

> SR Financial Services, Inc. is a state-registered investment advisory firm, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 26, 2026.

- CRD: 121298
- Filed as: SR FINANCIAL SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: January 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/121298
- AdvisorCensus page: https://advisorcensus.com/firm/sr-financial-services-inc-121298

## Quick answers

**How is SR Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), SR Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is SR Financial Services, Inc. registered with the SEC or a state?**
SR Financial Services, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 121298.

**How much does SR Financial Services, Inc. manage?**
SR Financial Services, Inc. reports $82,049,000 in regulatory assets under management in its Form ADV filing dated January 26, 2026 (100% discretionary).

**What types of clients does SR Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (37); high net worth individuals (19).

**Does SR Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/121298

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $82,049,000
- Discretionary: $82,049,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $30,637,000 |
| High net worth individuals | 19 | $51,412,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 1999 (26 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SR Financial Services, Inc. (CRD 121298): Form ADV filing data as of October 2026.