{ "crd_number": 343630, "slug": "sr-abf-advisors-lp-new-york-ny-343630", "primary_business_name": "SR ABF ADVISORS LP", "legal_name": "SR ABF ADVISORS LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-09-09", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-08-24", "carried_forward": false, "raum_total": 0.0, "raum_discretionary": 0.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 333, "advisory_employees": 25, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other" ], "wrap_fee_participant": false, "disclosure_yes_count": 8, "states_registered": [ "NY" ], "websites": [ "https://facebook.com/sculptorcm" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343630", "disclosure_items": [ { "item": "11.A(1)", "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a felony?" }, { "item": "11.A(2)", "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?" }, { "item": "11.C(1)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?" }, { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/sr-abf-advisors-lp-new-york-ny-343630", "display_name": "SR ABF Advisors LP", "summary": "SR ABF Advisors LP is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 24, 2026.", "citation": "AdvisorCensus. SR ABF Advisors LP (CRD 343630): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Other" ], "quick_answers": [ { "q": "How is SR ABF Advisors LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), SR ABF Advisors LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is SR ABF Advisors LP located?", "a": "SR ABF Advisors LP's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is SR ABF Advisors LP registered with the SEC or a state?", "a": "SR ABF Advisors LP is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 343630." }, { "q": "How much does SR ABF Advisors LP manage?", "a": "SR ABF Advisors LP reports $0 in regulatory assets under management in its Form ADV filing dated August 24, 2026." }, { "q": "Does SR ABF Advisors LP report any disciplinary disclosures?", "a": "Reports 8 disclosure items on Form ADV Item 11: yes answers to 2 questions about criminal matters and 6 questions about regulatory matters (11.A(1), 11.A(2), 11.C(1), 11.C(2), 11.C(4), 11.C(5), 11.D(2), 11.E(2)). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/343630" }, { "q": "What changed in SR ABF Advisors LP's recent Form ADV filings?", "a": "In the October 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/sr-abf-advisors-lp-new-york-ny-343630.md", "clients": [], "disclosure_line": "Reports 8 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/343630", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }