# Squarepoint OPS LLC

> Squarepoint OPS LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 172116
- Filed as: SQUAREPOINT OPS LLC
- Also doing business as: SQUAREPOINT, SQUAREPOINT GROUP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/172116
- AdvisorCensus page: https://advisorcensus.com/firm/squarepoint-ops-llc-new-york-ny-172116

## Quick answers

**How is Squarepoint OPS LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Squarepoint OPS LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Squarepoint OPS LLC located?**
Squarepoint OPS LLC's principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Squarepoint OPS LLC registered with the SEC or a state?**
Squarepoint OPS LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 172116.

**How much does Squarepoint OPS LLC manage?**
Squarepoint OPS LLC reports $226,980,317,646 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**How have Squarepoint OPS LLC's assets and staff changed since 2021?**
In the Form ADV data for Squarepoint OPS LLC: Regulatory assets under management: $36,234,194,403 in the October 2021 data and $226,980,317,646 in the October 2026 data, up 526%. Total employees: 620 in October 2021 and 69 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Squarepoint OPS LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (27); charitable organizations (1).

**Does Squarepoint OPS LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172116

**What changed in Squarepoint OPS LLC's recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $226,980,317,646
- Discretionary: $226,980,317,646
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 27 | $226,959,934,850 |
| Charitable organizations | 1 | $20,382,796 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (11 years)
- Employees: 69 total, 61 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, IL, NY, TX
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/172116

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Denver, CO
- Houston, TX
- Los Angeles, CA

### Websites listed on Form ADV (Item 1.I)
- squarepoint-capital.com
- LinkedIn @SQUAREPOINT-CAPITAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $36,234,194,403 | 620 | August 17, 2021 |
| October 2022 | $75,716,520,593 | 725 | August 18, 2022 |
| October 2023 | $72,711,083,719 | 192 | September 6, 2023 |
| October 2024 | $126,503,267,069 | 218 | March 29, 2024 |
| October 2025 | $182,225,095,221 | 71 | July 21, 2025 |
| October 2026 | $226,980,317,646 | 69 | August 7, 2026 |

Regulatory assets under management: $36,234,194,403 in the October 2021 data and $226,980,317,646 in the October 2026 data, up 526%.
Total employees: 620 in October 2021 and 69 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $182,225,095,221 to $226,980,317,646 (+25%).
- Employees performing advisory functions went from 51 to 61.
- Changed its office addresses in Houston, TX.
- Changed its office addresses in Los Angeles, CA.
- Added an office in Denver, CO.
- No longer lists an office in Chicago, IL.
- Registered or notice-filed in CO.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Squarepoint OPS LLC (CRD 172116): Form ADV filing data as of October 2026.