# Spurgeon Financial Group

> Spurgeon Financial Group is a state-registered investment advisory firm in Stockton, CA, registered since 1992, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 6, 2026.

- CRD: 138174
- Filed as: SPURGEON FINANCIAL GROUP
- Legal name: Spurgeon, Steven L.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Stockton, CA
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/138174
- AdvisorCensus page: https://advisorcensus.com/firm/spurgeon-financial-group-stockton-ca-138174

## Quick answers

**How is Spurgeon Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Spurgeon Financial Group reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spurgeon Financial Group located?**
Spurgeon Financial Group's principal office is in Stockton, CA, according to its Form ADV.

**Is Spurgeon Financial Group registered with the SEC or a state?**
Spurgeon Financial Group is a state-registered investment advisory firm, registered since 1992. Status as filed: APPROVED. CRD 138174.

**How much does Spurgeon Financial Group manage?**
Spurgeon Financial Group reports $37,840,000 in regulatory assets under management in its Form ADV filing dated February 6, 2026 (0% discretionary).

**What types of clients does Spurgeon Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (320); high net worth individuals (15); insurance companies (3).

**Does Spurgeon Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/138174

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $37,840,000
- Discretionary: $0
- Non-discretionary: $37,840,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 320 | $28,310,000 |
| High net worth individuals | 15 | $9,530,000 |
| Insurance companies | 3 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1992 (34 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- spurgeongroup.pfyfn.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spurgeon Financial Group (CRD 138174): Form ADV filing data as of October 2026.