# Sprinkle Financial Consultants LLC

> Sprinkle Financial Consultants LLC is an SEC-registered investment advisory firm in Littleton, CO, registered since 1995, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 112227
- Filed as: SPRINKLE FINANCIAL CONSULTANTS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Littleton, CO
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/112227
- AdvisorCensus page: https://advisorcensus.com/firm/sprinkle-financial-consultants-llc-littleton-co-112227

## Quick answers

**How is Sprinkle Financial Consultants LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sprinkle Financial Consultants LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Sprinkle Financial Consultants LLC charge?**
Its Form ADV Part 2A brochure dated March 20, 2026 states: Asset-based fee: 0.225% to 1.5% a year (a range, as the brochure states it); Flat fee: $2,500 to $50,000 (investment related consulting services); Hourly rate: $750 an hour (investment related consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sprinkle Financial Consultants LLC located?**
Sprinkle Financial Consultants LLC's principal office is in Littleton, CO, according to its Form ADV.

**Is Sprinkle Financial Consultants LLC registered with the SEC or a state?**
Sprinkle Financial Consultants LLC is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 112227.

**How much does Sprinkle Financial Consultants LLC manage?**
Sprinkle Financial Consultants LLC reports $926,084,420 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**How have Sprinkle Financial Consultants LLC's assets and staff changed since 2021?**
In the Form ADV data for Sprinkle Financial Consultants LLC: Regulatory assets under management: $705,644,314 in the October 2021 data and $926,084,420 in the October 2026 data, up 31%. Total employees: 10 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sprinkle Financial Consultants LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (161); individuals (other than high net worth individuals) (81).

**Which custodians does Sprinkle Financial Consultants LLC use?**
Sprinkle Financial Consultants LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Sprinkle Financial Consultants LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/112227

**Does Sprinkle Financial Consultants LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 20, 2026 says: "SFC requires a minimum account of $1,000,000 for investment advisory clients, although this may be negotiable under certain circumstances."

**What changed in Sprinkle Financial Consultants LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 3. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 20, 2026)

- Asset-based fee: 0.225% to 1.5% a year (a range, as the brochure states it)

> The investment management fee is graduated based on assets under management, and ranges from 1.50% - 0.225% as specifically set forth on the fee schedule attached to the Investment Advisory Agreement executed by the client.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> SFC requires a minimum account of $1,000,000 for investment advisory clients, although this may be negotiable under certain circumstances.

- Flat fee: $2,500 to $50,000 (investment related consulting services)

> In addition, SFC may provide investment related consulting services on a fixed fee or hourly fee basis. Fixed fees generally range from $2,500 - $50,000, and hourly rates range up to $750 per hour,

- Hourly rate: $750 an hour (investment related consulting services)

> In addition, SFC may provide investment related consulting services on a fixed fee or hourly fee basis. Fixed fees generally range from $2,500 - $50,000, and hourly rates range up to $750 per hour,

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $926,084,420
- Discretionary: $926,084,420
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 81 | $23,277,852 |
| High net worth individuals | 161 | $892,704,262 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Fewer than 5 | $10,102,306 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1995 (31 years)
- Employees: 8 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, NE, OK, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $705,644,314 | 10 | March 26, 2021 |
| October 2022 | $827,810,060 | 10 | March 30, 2022 |
| October 2023 | $713,396,365 | 10 | March 29, 2023 |
| October 2024 | $797,823,550 | 10 | March 21, 2024 |
| October 2025 | $869,837,741 | 10 | March 26, 2025 |
| October 2026 | $926,084,420 | 8 | March 20, 2026 |

Regulatory assets under management: $705,644,314 in the October 2021 data and $926,084,420 in the October 2026 data, up 31%.
Total employees: 10 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 3.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sprinkle Financial Consultants LLC (CRD 112227): Form ADV filing data as of October 2026.