# Springdale Capital

> Springdale Capital is an SEC-registered investment advisory firm, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 5, 2026.

- CRD: 150338
- Filed as: SPRINGDALE CAPITAL
- Legal name: Springdale Capital LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/150338
- AdvisorCensus page: https://advisorcensus.com/firm/springdale-capital-150338

## Quick answers

**How is Springdale Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Springdale Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Springdale Capital registered with the SEC or a state?**
Springdale Capital is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 150338.

**How much does Springdale Capital manage?**
Springdale Capital reports $64,199,742 in regulatory assets under management in its Form ADV filing dated March 5, 2026 (100% discretionary).

**How have Springdale Capital's assets and staff changed since 2021?**
In the Form ADV data for Springdale Capital: Regulatory assets under management: $47,293,000 in the October 2021 data and $64,199,742 in the October 2026 data, up 36%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Springdale Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24); high net worth individuals (23).

**Does Springdale Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/150338

**What changed in Springdale Capital's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $55,530,300 to $64,199,742 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $64,199,742
- Discretionary: $64,199,742
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $12,916,900 |
| High net worth individuals | 23 | $51,282,842 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- springdalecap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $47,293,000 | 1 | March 11, 2021 |
| October 2022 | $56,028,921 | 1 | March 11, 2022 |
| October 2023 | $53,544,050 | 1 | March 8, 2023 |
| October 2024 | $42,555,950 | 1 | March 8, 2024 |
| October 2025 | $55,530,300 | 1 | March 5, 2025 |
| October 2026 | $64,199,742 | 1 | March 5, 2026 |

Regulatory assets under management: $47,293,000 in the October 2021 data and $64,199,742 in the October 2026 data, up 36%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $55,530,300 to $64,199,742 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Springdale Capital (CRD 150338): Form ADV filing data as of October 2026.