# Spring Ocean Capital LLC

> Spring Ocean Capital LLC is a state-registered investment advisory firm in Chagrin Falls, OH, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 282737
- Filed as: SPRING OCEAN CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chagrin Falls, OH
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/282737
- AdvisorCensus page: https://advisorcensus.com/firm/spring-ocean-capital-llc-chagrin-falls-oh-282737

## Quick answers

**How is Spring Ocean Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Spring Ocean Capital LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Spring Ocean Capital LLC located?**
Spring Ocean Capital LLC's principal office is in Chagrin Falls, OH, according to its Form ADV.

**Is Spring Ocean Capital LLC registered with the SEC or a state?**
Spring Ocean Capital LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 282737.

**How much does Spring Ocean Capital LLC manage?**
Spring Ocean Capital LLC reports $3,150,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Spring Ocean Capital LLC serve?**
By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (1).

**Does Spring Ocean Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282737

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $3,150,000
- Discretionary: $3,150,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $512,000 |
| High net worth individuals | Fewer than 5 | $1,681,000 |
| Corporations or other businesses not listed above | 1 | $957,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- springoceancapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spring Ocean Capital LLC (CRD 282737): Form ADV filing data as of October 2026.