# Spring Capital Management

> Spring Capital Management is a state-registered investment advisory firm, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 31, 2026.

- CRD: 136073
- Filed as: SPRING CAPITAL MANAGEMENT
- Legal name: Spring, TOD Marc
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in California
- Filing period: October 2026
- Form ADV filing dated: January 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/136073
- AdvisorCensus page: https://advisorcensus.com/firm/spring-capital-management-136073

## Quick answers

**How is Spring Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Spring Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Spring Capital Management registered with the SEC or a state?**
Spring Capital Management is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 136073.

**How much does Spring Capital Management manage?**
Spring Capital Management reports $17,385,496 in regulatory assets under management in its Form ADV filing dated January 31, 2026 (100% discretionary).

**What types of clients does Spring Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38).

**Does Spring Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136073

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $17,385,496
- Discretionary: $17,385,496
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $17,385,496 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spring Capital Management (CRD 136073): Form ADV filing data as of October 2026.