# Spirit West Advisors, LLC

> Spirit West Advisors, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 11, 2026.

- CRD: 285314
- Filed as: SPIRIT WEST ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: June 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285314
- AdvisorCensus page: https://advisorcensus.com/firm/spirit-west-advisors-llc-scottsdale-az-285314

## Quick answers

**How is Spirit West Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Spirit West Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Spirit West Advisors, LLC located?**
Spirit West Advisors, LLC's principal office is in Scottsdale, AZ, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Spirit West Advisors, LLC registered with the SEC or a state?**
Spirit West Advisors, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 285314.

**How much does Spirit West Advisors, LLC manage?**
Spirit West Advisors, LLC reports $111,100,000 in regulatory assets under management in its Form ADV filing dated June 11, 2026 (100% discretionary).

**What types of clients does Spirit West Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (546); high net worth individuals (20).

**Which custodians does Spirit West Advisors, LLC use?**
Spirit West Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Spirit West Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285314

**Does Spirit West Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "SWA requires a minimum of $ 100,000 of household investable assets to open an account, but the firm does have the discretion to accept accounts with less assets."

**What changed in Spirit West Advisors, LLC's recent Form ADV filings?**
In the December 2025 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> SWA requires a minimum of $ 100,000 of household investable assets to open an account, but the firm does have the discretion to accept accounts with less assets.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $111,100,000
- Discretionary: $111,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 546 | $90,100,000 |
| High net worth individuals | 20 | $21,000,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Prescott, AZ

### Websites listed on Form ADV (Item 1.I)
- spiritwestadvisor.com

## Changes in the filing (last 12 months)

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spirit West Advisors, LLC (CRD 285314): Form ADV filing data as of October 2026.