# Spinnaker Investment Group, LLC

> Spinnaker Investment Group, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.

- CRD: 283414
- Filed as: SPINNAKER INVESTMENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Newport Beach, CA
- Filing period: October 2026
- Form ADV filing dated: June 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/283414
- AdvisorCensus page: https://advisorcensus.com/firm/spinnaker-investment-group-llc-newport-beach-ca-283414

## Quick answers

**How is Spinnaker Investment Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Spinnaker Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spinnaker Investment Group, LLC located?**
Spinnaker Investment Group, LLC's principal office is in Newport Beach, CA, according to its Form ADV.

**Is Spinnaker Investment Group, LLC registered with the SEC or a state?**
Spinnaker Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283414.

**How much does Spinnaker Investment Group, LLC manage?**
Spinnaker Investment Group, LLC reports $1,072,851,920 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (94% discretionary).

**How have Spinnaker Investment Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Spinnaker Investment Group, LLC: Regulatory assets under management: $420,117,791 in the October 2021 data and $1,072,851,920 in the October 2026 data, up 155%. Total employees: 9 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Spinnaker Investment Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (643); high net worth individuals (259); pension and profit sharing plans (but not the plan participants or government pension plans) (107).

**Which custodians does Spinnaker Investment Group, LLC use?**
Spinnaker Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Spinnaker Investment Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283414

**What changed in Spinnaker Investment Group, LLC's recent Form ADV filings?**
In the March 2026 filing data: No longer lists the business name Spinnlaw. Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $881,975,397 to $1,072,851,920 (+22%). Registered or notice-filed in MA, PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,072,851,920
- Discretionary: $1,006,821,079
- Non-discretionary: $66,030,841

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 643 | $180,901,031 |
| High net worth individuals | 259 | $752,705,069 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 107 | $90,905,431 |
| Charitable organizations | 3 | $1,063,880 |
| Insurance companies | 2 | $37,983,836 |
| Corporations or other businesses not listed above | 11 | $9,292,673 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2016 (10 years)
- Employees: 11 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, ID, IL, LA, MA, NC, NE, NH, NV, NY, OR, PA, TN, TX, UT, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [spinninvest.com](https://spinninvest.com)
- Facebook @SPINNAKER-INVESTMENT-GROUP-638479369635630
- Instagram @SPINNINVEST
- LinkedIn @12054771
- X @SPINNINVEST
- YouTube @UCy37dMYhprDxuDBqsHSHELQ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $420,117,791 | 9 | April 16, 2021 |
| October 2022 | $516,747,328 | 10 | July 22, 2022 |
| October 2023 | $514,557,166 | 10 | February 3, 2023 |
| October 2024 | $676,776,889 | 10 | July 17, 2024 |
| October 2025 | $881,975,397 | 10 | July 11, 2025 |
| October 2026 | $1,072,851,920 | 11 | June 2, 2026 |

Regulatory assets under management: $420,117,791 in the October 2021 data and $1,072,851,920 in the October 2026 data, up 155%.
Total employees: 9 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- No longer lists the business name Spinnlaw.
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $881,975,397 to $1,072,851,920 (+22%).
- Registered or notice-filed in MA, PA.

### December 2025
- Registered or notice-filed in NE.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spinnaker Investment Group, LLC (CRD 283414): Form ADV filing data as of October 2026.