{ "crd_number": 283414, "slug": "spinnaker-investment-group-llc-newport-beach-ca-283414", "primary_business_name": "SPINNAKER INVESTMENT GROUP, LLC", "legal_name": "SPINNAKER INVESTMENT GROUP, LLC", "dbas": [], "city": "Newport Beach", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2016-04-15", "years_registered": 10, "period": "2026-10-01", "filing_date": "2026-06-02", "carried_forward": false, "raum_total": 1072851920.0, "raum_discretionary": 1006821079.0, "raum_non_discretionary": 66030841.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 11, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 1063880.0, "count": 3 }, "individuals": { "raum": 180901031.0, "count": 643 }, "insurance_companies": { "raum": 37983836.0, "count": 2 }, "pension_profit_sharing": { "raum": 90905431.0, "count": 107 }, "high_net_worth_individuals": { "raum": 752705069.0, "count": 259 }, "corporations_other_businesses": { "raum": 9292673.0, "count": 11 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "FL", "GA", "ID", "IL", "LA", "MA", "NC", "NE", "NH", "NV", "NY", "OR", "PA", "TN", "TX", "UT", "VA", "WA" ], "websites": [ "https://facebook.com/SPINNAKER-INVESTMENT-GROUP-638479369635630", "https://instagram.com/SPINNINVEST", "https://linkedin.com/company/12054771", "https://spinninvest.com", "https://twitter.com/SPINNINVEST", "https://youtube.com/channel/UCy37dMYhprDxuDBqsHSHELQ" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283414", "city_as_filed": "NEWPORT BEACH", "url": "https://advisorcensus.com/firm/spinnaker-investment-group-llc-newport-beach-ca-283414", "display_name": "Spinnaker Investment Group, LLC", "summary": "Spinnaker Investment Group, LLC is an SEC-registered investment advisory firm in Newport Beach, CA, registered since 2016, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 2, 2026.", "citation": "AdvisorCensus. Spinnaker Investment Group, LLC (CRD 283414): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Spinnaker Investment Group, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Spinnaker Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Spinnaker Investment Group, LLC located?", "a": "Spinnaker Investment Group, LLC's principal office is in Newport Beach, CA, according to its Form ADV." }, { "q": "Is Spinnaker Investment Group, LLC registered with the SEC or a state?", "a": "Spinnaker Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 283414." }, { "q": "How much does Spinnaker Investment Group, LLC manage?", "a": "Spinnaker Investment Group, LLC reports $1,072,851,920 in regulatory assets under management in its Form ADV filing dated June 2, 2026 (94% discretionary)." }, { "q": "How have Spinnaker Investment Group, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Spinnaker Investment Group, LLC: Regulatory assets under management: $420,117,791 in the October 2021 data and $1,072,851,920 in the October 2026 data, up 155%. Total employees: 9 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Spinnaker Investment Group, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (643); high net worth individuals (259); pension and profit sharing plans (but not the plan participants or government pension plans) (107)." }, { "q": "Which custodians does Spinnaker Investment Group, LLC use?", "a": "Spinnaker Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Spinnaker Investment Group, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/283414" }, { "q": "What changed in Spinnaker Investment Group, LLC's recent Form ADV filings?", "a": "In the March 2026 filing data: No longer lists the business name Spinnlaw. Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $881,975,397 to $1,072,851,920 (+22%). Registered or notice-filed in MA, PA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 420117791.0, "total_employees": 9, "filing_date": "2021-04-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 516747328.0, "total_employees": 10, "filing_date": "2022-07-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 514557166.0, "total_employees": 10, "filing_date": "2023-02-03" }, { "period": "2024-10-01", "regulatory_assets_under_management": 676776889.0, "total_employees": 10, "filing_date": "2024-07-17" }, { "period": "2025-10-01", "regulatory_assets_under_management": 881975397.0, "total_employees": 10, "filing_date": "2025-07-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1072851920.0, "total_employees": 11, "filing_date": "2026-06-02" } ], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "No longer lists the business name Spinnlaw.", "Employees performing advisory functions went from 7 to 8.", "Regulatory assets under management went from $881,975,397 to $1,072,851,920 (+22%).", "Registered or notice-filed in MA, PA." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Registered or notice-filed in NE." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/spinnaker-investment-group-llc-newport-beach-ca-283414.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 643, "fewer_than_5": false, "raum": 180901031.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 259, "fewer_than_5": false, "raum": 752705069.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 107, "fewer_than_5": false, "raum": 90905431.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 3, "fewer_than_5": false, "raum": 1063880.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 2, "fewer_than_5": false, "raum": 37983836.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 11, "fewer_than_5": false, "raum": 9292673.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/283414", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }