# Spinnaker Financial Group, LLC

> Spinnaker Financial Group, LLC is a state-registered investment advisory firm in Independence, OH, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 165279
- Filed as: SPINNAKER FINANCIAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Independence, OH
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/165279
- AdvisorCensus page: https://advisorcensus.com/firm/spinnaker-financial-group-llc-independence-oh-165279

## Quick answers

**How is Spinnaker Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Spinnaker Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spinnaker Financial Group, LLC located?**
Spinnaker Financial Group, LLC's principal office is in Independence, OH, according to its Form ADV.

**Is Spinnaker Financial Group, LLC registered with the SEC or a state?**
Spinnaker Financial Group, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 165279.

**How much does Spinnaker Financial Group, LLC manage?**
Spinnaker Financial Group, LLC reports $59,395,955 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**What types of clients does Spinnaker Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (94); high net worth individuals (14).

**Does Spinnaker Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/165279

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $59,395,955
- Discretionary: $59,395,955
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 94 | $23,548,153 |
| High net worth individuals | 14 | $35,847,802 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [spinnakerfinancialgroup.com](https://spinnakerfinancialgroup.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spinnaker Financial Group, LLC (CRD 165279): Form ADV filing data as of October 2026.