# Spinnaker Asset Management Inc.

> Spinnaker Asset Management Inc. is a state-registered investment advisory firm in Warwick, RI, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 9, 2026.

- CRD: 148489
- Filed as: SPINNAKER ASSET MANAGEMENT INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Warwick, RI
- Filing period: October 2026
- Form ADV filing dated: April 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/148489
- AdvisorCensus page: https://advisorcensus.com/firm/spinnaker-asset-management-inc-warwick-ri-148489

## Quick answers

**How is Spinnaker Asset Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Spinnaker Asset Management Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spinnaker Asset Management Inc. located?**
Spinnaker Asset Management Inc.'s principal office is in Warwick, RI, according to its Form ADV.

**Is Spinnaker Asset Management Inc. registered with the SEC or a state?**
Spinnaker Asset Management Inc. is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 148489.

**How much does Spinnaker Asset Management Inc. manage?**
Spinnaker Asset Management Inc. reports $45,456,070 in regulatory assets under management in its Form ADV filing dated April 9, 2026 (100% discretionary).

**What types of clients does Spinnaker Asset Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (163); high net worth individuals (23).

**Does Spinnaker Asset Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/148489

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $45,456,070
- Discretionary: $45,456,070
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 163 | $23,477,076 |
| High net worth individuals | 23 | $21,978,994 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2008 (18 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NH, RI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- spinnakerassetmgt.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spinnaker Asset Management Inc. (CRD 148489): Form ADV filing data as of October 2026.