{
  "crd_number": 131589,
  "slug": "spillane-financial-planning-inc-lebanon-oh-131589",
  "primary_business_name": "SPILLANE FINANCIAL PLANNING, INC.",
  "legal_name": "SPILLANE FINANCIAL PLANNING, INC.",
  "dbas": [],
  "city": "Lebanon",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "17140",
  "metro": {
    "cbsa_code": "17140",
    "common_name": "Cincinnati",
    "msa_name": "Cincinnati, OH-KY-IN",
    "path": "/advisors/oh/cincinnati"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2004-08-17",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-09-12",
  "carried_forward": false,
  "raum_total": 44888310.0,
  "raum_discretionary": 44888310.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 2084031.0,
      "count": 7
    },
    "high_net_worth_individuals": {
      "raum": 33436403.0,
      "count": 21
    },
    "corporations_other_businesses": {
      "raum": 9367876.0,
      "count": 5
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MA",
    "OH"
  ],
  "websites": [
    "https://spillaneplanning.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131589",
  "city_as_filed": "LEBANON",
  "url": "https://advisorcensus.com/firm/spillane-financial-planning-inc-lebanon-oh-131589",
  "display_name": "Spillane Financial Planning, Inc.",
  "summary": "Spillane Financial Planning, Inc. is a state-registered investment advisory firm in Lebanon, OH, registered since 2004, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 12, 2026.",
  "citation": "AdvisorCensus. Spillane Financial Planning, Inc. (CRD 131589): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Spillane Financial Planning, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Spillane Financial Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Spillane Financial Planning, Inc. located?",
      "a": "Spillane Financial Planning, Inc.'s principal office is in Lebanon, OH, according to its Form ADV."
    },
    {
      "q": "Is Spillane Financial Planning, Inc. registered with the SEC or a state?",
      "a": "Spillane Financial Planning, Inc. is a state-registered investment advisory firm, registered since 2004. Status as filed: APPROVED. CRD 131589."
    },
    {
      "q": "How much does Spillane Financial Planning, Inc. manage?",
      "a": "Spillane Financial Planning, Inc. reports $44,888,310 in regulatory assets under management in its Form ADV filing dated September 12, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Spillane Financial Planning, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (21); individuals (other than high net worth individuals) (7); corporations or other businesses not listed above (5)."
    },
    {
      "q": "Does Spillane Financial Planning, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/131589"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/spillane-financial-planning-inc-lebanon-oh-131589.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 7,
      "fewer_than_5": false,
      "raum": 2084031.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 21,
      "fewer_than_5": false,
      "raum": 33436403.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 9367876.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/131589",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}