# Spiehs Wealth Management, Inc.

> Spiehs Wealth Management, Inc. is a state-registered investment advisory firm in Grand Island, NE, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 328455
- Filed as: SPIEHS WEALTH MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Grand Island, NE
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328455
- AdvisorCensus page: https://advisorcensus.com/firm/spiehs-wealth-management-inc-grand-island-ne-328455

## Quick answers

**How is Spiehs Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Spiehs Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Spiehs Wealth Management, Inc. located?**
Spiehs Wealth Management, Inc.'s principal office is in Grand Island, NE, according to its Form ADV.

**Is Spiehs Wealth Management, Inc. registered with the SEC or a state?**
Spiehs Wealth Management, Inc. is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 328455.

**How much does Spiehs Wealth Management, Inc. manage?**
Spiehs Wealth Management, Inc. reports $32,000,000 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**What types of clients does Spiehs Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (240); high net worth individuals (47).

**Does Spiehs Wealth Management, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328455

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $32,000,000
- Discretionary: $32,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 240 | $24,000,000 |
| High net worth individuals | 47 | $8,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NE
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328455

### Websites listed on Form ADV (Item 1.I)
- spiehswm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spiehs Wealth Management, Inc. (CRD 328455): Form ADV filing data as of October 2026.