# Spiegelman Wealth Management, Inc.

> Spiegelman Wealth Management, Inc. is an SEC-registered investment advisory firm in Walnut Creek, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 22, 2026.

- CRD: 336637
- Filed as: SPIEGELMAN WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Walnut Creek, CA
- Filing period: October 2026
- Form ADV filing dated: June 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336637
- AdvisorCensus page: https://advisorcensus.com/firm/spiegelman-wealth-management-inc-walnut-creek-ca-336637

## Quick answers

**How is Spiegelman Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Spiegelman Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Spiegelman Wealth Management, Inc. located?**
Spiegelman Wealth Management, Inc.'s principal office is in Walnut Creek, CA, according to its Form ADV.

**Is Spiegelman Wealth Management, Inc. registered with the SEC or a state?**
Spiegelman Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336637.

**How much does Spiegelman Wealth Management, Inc. manage?**
Spiegelman Wealth Management, Inc. reports $442,974,405 in regulatory assets under management in its Form ADV filing dated June 22, 2026 (100% discretionary).

**How have Spiegelman Wealth Management, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Spiegelman Wealth Management, Inc.: Regulatory assets under management: $0 in the October 2025 data and $442,974,405 in the October 2026 data. Total employees: 1 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Spiegelman Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (97); individuals (other than high net worth individuals) (86).

**Which custodians does Spiegelman Wealth Management, Inc. use?**
Spiegelman Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Spiegelman Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336637

**Does Spiegelman Wealth Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated June 22, 2026 says: "SWM does not currently require a minimum account size to receive our services."

**What changed in Spiegelman Wealth Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 22, 2026)

- Account minimum: None

> SWM does not currently require a minimum account size to receive our services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $442,974,405
- Discretionary: $442,974,405
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 86 | $29,929,109 |
| High net worth individuals | 97 | $413,045,296 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [spiegelmanwealth.com](https://spiegelmanwealth.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 1 | June 23, 2025 |
| October 2026 | $442,974,405 | 4 | June 22, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $442,974,405 in the October 2026 data.
Total employees: 1 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 3.

### December 2025
- Changed its legal name from Spiegelman Wealth Management LLC to Spiegelman Wealth Management, Inc..
- Regulatory assets under management went from $0 to $431,869,941.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spiegelman Wealth Management, Inc. (CRD 336637): Form ADV filing data as of October 2026.