# Spelts Wealth Management, Inc.

> Spelts Wealth Management, Inc. is a state-registered investment advisory firm in Chico, CA, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 10, 2026.

- CRD: 338961
- Filed as: SPELTS WEALTH MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chico, CA
- Filing period: October 2026
- Form ADV filing dated: April 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338961
- AdvisorCensus page: https://advisorcensus.com/firm/spelts-wealth-management-inc-chico-ca-338961

## Quick answers

**How is Spelts Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Spelts Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spelts Wealth Management, Inc. located?**
Spelts Wealth Management, Inc.'s principal office is in Chico, CA, according to its Form ADV.

**Is Spelts Wealth Management, Inc. registered with the SEC or a state?**
Spelts Wealth Management, Inc. is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 338961.

**How much does Spelts Wealth Management, Inc. manage?**
Spelts Wealth Management, Inc. reports $84,000,000 in regulatory assets under management in its Form ADV filing dated April 10, 2026 (100% discretionary).

**What types of clients does Spelts Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (169); high net worth individuals (12); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Does Spelts Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338961

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $84,000,000
- Discretionary: $84,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 169 | $53,588,908 |
| High net worth individuals | 12 | $21,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $7,023,070 |
| Corporations or other businesses not listed above | 6 | $2,388,022 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2025 (0 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, ID, NE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- speltswm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spelts Wealth Management, Inc. (CRD 338961): Form ADV filing data as of October 2026.