# Spectrum Strategies, L.L.C.

> Spectrum Strategies, L.L.C. is a state-registered investment advisory firm in Dallas, TX, registered since 1998, with no regulatory assets under management reported in its Form ADV filing dated June 30, 2026.

- CRD: 115318
- Filed as: SPECTRUM STRATEGIES, L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115318
- AdvisorCensus page: https://advisorcensus.com/firm/spectrum-strategies-l-l-c-dallas-tx-115318

## Quick answers

**How is Spectrum Strategies, L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Spectrum Strategies, L.L.C. reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spectrum Strategies, L.L.C. located?**
Spectrum Strategies, L.L.C.'s principal office is in Dallas, TX, according to its Form ADV.

**Is Spectrum Strategies, L.L.C. registered with the SEC or a state?**
Spectrum Strategies, L.L.C. is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 115318.

**What types of clients does Spectrum Strategies, L.L.C. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (60); individuals (other than high net worth individuals) (59); corporations or other businesses not listed above (1).

**Does Spectrum Strategies, L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115318

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 59 | $0 |
| High net worth individuals | 60 | $0 |
| Corporations or other businesses not listed above | 1 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Other

### Firm details
- Registered since: 1998 (28 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spectrum Strategies, L.L.C. (CRD 115318): Form ADV filing data as of October 2026.