# Spectrum Strategic Capital Management, LLC

> Spectrum Strategic Capital Management, LLC is an SEC-registered investment advisory firm in Corvallis, OR, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 1, 2026.

- CRD: 138347
- Filed as: SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Corvallis, OR
- Filing period: October 2026
- Form ADV filing dated: July 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/138347
- AdvisorCensus page: https://advisorcensus.com/firm/spectrum-strategic-capital-management-llc-corvallis-or-138347

## Quick answers

**How is Spectrum Strategic Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Spectrum Strategic Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Spectrum Strategic Capital Management, LLC charge?**
Its Form ADV Part 2A brochure dated July 1, 2026 states: Hourly rate: $100 to $425 an hour (specific in-depth analysis of one or more financial areas…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Spectrum Strategic Capital Management, LLC located?**
Spectrum Strategic Capital Management, LLC's principal office is in Corvallis, OR, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Spectrum Strategic Capital Management, LLC registered with the SEC or a state?**
Spectrum Strategic Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 138347.

**How much does Spectrum Strategic Capital Management, LLC manage?**
Spectrum Strategic Capital Management, LLC reports $275,363,852 in regulatory assets under management in its Form ADV filing dated July 1, 2026 (97% discretionary).

**How have Spectrum Strategic Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Spectrum Strategic Capital Management, LLC: Regulatory assets under management: $215,441,328 in the October 2021 data and $275,363,852 in the October 2026 data, up 28%. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Spectrum Strategic Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (194); high net worth individuals (86); other (20).

**Which custodians does Spectrum Strategic Capital Management, LLC use?**
Spectrum Strategic Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity as a custodian holding 10% or more of its separately managed account assets.

**Does Spectrum Strategic Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/138347

**What changed in Spectrum Strategic Capital Management, LLC's recent Form ADV filings?**
In the August 2026 filing data: Employees performing advisory functions went from 5 to 4. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 1, 2026)

- Hourly rate: $100 to $425 an hour (specific in-depth analysis of one or more financial areas…)

> Fees for these services will be billed at rates ranging from $100 to $425 per hour depending on whether services are performed by a staff member or Firm partner

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $275,363,852
- Discretionary: $266,136,085
- Non-discretionary: $9,227,767

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 194 | $61,184,577 |
| High net worth individuals | 86 | $187,525,055 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $11,947,865 |
| Corporations or other businesses not listed above | 1 | $567,574 |
| Other | 20 | $14,138,781 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, IL, OR, PA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Tualatin, OR

### Websites listed on Form ADV (Item 1.I)
- sscapm.com
- LinkedIn @spectrum-strategic-capital-management-LLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $215,441,328 | 6 | March 9, 2021 |
| October 2022 | $232,361,112 | 6 | April 11, 2022 |
| October 2023 | $184,201,686 | 6 | March 23, 2023 |
| October 2024 | $209,758,570 | 6 | March 27, 2024 |
| October 2025 | $249,260,230 | 7 | April 30, 2025 |
| October 2026 | $275,363,852 | 6 | July 1, 2026 |

Regulatory assets under management: $215,441,328 in the October 2021 data and $275,363,852 in the October 2026 data, up 28%.
Total employees: 6 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Employees performing advisory functions went from 5 to 4.
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $249,260,230 to $275,363,852 (+10%).
- Added an office in Tualatin, OR.
- No longer lists an office in Lake Oswego, OR.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spectrum Strategic Capital Management, LLC (CRD 138347): Form ADV filing data as of October 2026.