# Spectrum Group Management

> Spectrum Group Management is an exempt reporting adviser in Huntington, NY, filing reports since 2025. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 157363
- Filed as: SPECTRUM GROUP MANAGEMENT
- Legal name: Spectrum Group Management LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Huntington, NY
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/157363
- AdvisorCensus page: https://advisorcensus.com/firm/spectrum-group-management-huntington-ny-157363

## Quick answers

**Where is Spectrum Group Management located?**
Spectrum Group Management's principal office is in Huntington, NY, according to its Form ADV.

**How does Spectrum Group Management report to regulators?**
Spectrum Group Management is an exempt reporting adviser, filing reports since 2025. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 157363.

**How have Spectrum Group Management's assets and staff changed since 2021?**
In the Form ADV data for Spectrum Group Management: Regulatory assets under management: $338,789,357 in the October 2021 data and $175,954,337 in the October 2025 data, down 48%. Total employees: 9 in October 2021 and 6 in October 2025. Assets under management move with markets as well as with clients coming and going.

**Does Spectrum Group Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/157363

**What changed in Spectrum Group Management's recent Form ADV filings?**
In the January 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Firm details
- Reporting since: 2025 (0 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- spectrumgp.com
- LinkedIn @spectrum-group-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $338,789,357 | 9 | March 29, 2021 |
| October 2022 | $404,077,826 | 6 | September 8, 2022 |
| October 2023 | $353,160,549 | 6 | March 29, 2023 |
| October 2024 | $177,118,308 | 6 | March 27, 2024 |
| October 2025 | $175,954,337 | 6 | May 23, 2025 |
| October 2026 | Not reported | Not reported | March 23, 2026 |

Regulatory assets under management: $338,789,357 in the October 2021 data and $175,954,337 in the October 2025 data, down 48%.
Total employees: 9 in October 2021 and 6 in October 2025.

## Changes in the filing (last 12 months)

### January 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spectrum Group Management (CRD 157363): Form ADV filing data as of October 2026.