# Spectrum Financial Strategies Inc

> Spectrum Financial Strategies Inc is a state-registered investment advisory firm in Hamden, CT, registered since 2012, with no regulatory assets under management reported in its Form ADV filing dated February 5, 2026.

- CRD: 106419
- Filed as: SPECTRUM FINANCIAL STRATEGIES INC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Hamden, CT
- Filing period: October 2026
- Form ADV filing dated: February 5, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/106419
- AdvisorCensus page: https://advisorcensus.com/firm/spectrum-financial-strategies-inc-hamden-ct-106419

## Quick answers

**How is Spectrum Financial Strategies Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Spectrum Financial Strategies Inc reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spectrum Financial Strategies Inc located?**
Spectrum Financial Strategies Inc's principal office is in Hamden, CT, according to its Form ADV.

**Is Spectrum Financial Strategies Inc registered with the SEC or a state?**
Spectrum Financial Strategies Inc is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 106419.

**Does Spectrum Financial Strategies Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/106419

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spectrum Financial Strategies Inc (CRD 106419): Form ADV filing data as of October 2026.