# Spectrum Financial Advisors LLC

> Spectrum Financial Advisors LLC is a state-registered investment advisory firm in Brentwood, TN, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 15, 2024.

- CRD: 301915
- Filed as: SPECTRUM FINANCIAL ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brentwood, TN
- Filing period: October 2026
- Form ADV filing dated: April 15, 2024
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/301915
- AdvisorCensus page: https://advisorcensus.com/firm/spectrum-financial-advisors-llc-brentwood-tn-301915

## Quick answers

**How is Spectrum Financial Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Spectrum Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Spectrum Financial Advisors LLC located?**
Spectrum Financial Advisors LLC's principal office is in Brentwood, TN, according to its Form ADV.

**Is Spectrum Financial Advisors LLC registered with the SEC or a state?**
Spectrum Financial Advisors LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 301915.

**How much does Spectrum Financial Advisors LLC manage?**
Spectrum Financial Advisors LLC reports $20,514,823 in regulatory assets under management in its Form ADV filing dated April 15, 2024 (100% discretionary).

**What types of clients does Spectrum Financial Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12).

**Does Spectrum Financial Advisors LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission) and 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/301915

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $20,514,823
- Discretionary: $20,514,823
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 12 | $20,514,823 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2019 (7 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/301915

### Websites listed on Form ADV (Item 1.I)
- [spectrumfinancialadvisors.com](https://spectrumfinancialadvisors.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spectrum Financial Advisors LLC (CRD 301915): Form ADV filing data as of October 2026.