{
  "crd_number": 301915,
  "slug": "spectrum-financial-advisors-llc-brentwood-tn-301915",
  "primary_business_name": "SPECTRUM FINANCIAL ADVISORS LLC",
  "legal_name": "SPECTRUM FINANCIAL ADVISORS LLC",
  "dbas": [],
  "city": "Brentwood",
  "state": "TN",
  "country": "United States",
  "cbsa_code": "34980",
  "metro": {
    "cbsa_code": "34980",
    "common_name": "Nashville",
    "msa_name": "Nashville-Davidson--Murfreesboro--Franklin, TN",
    "path": "/advisors/tn/nashville"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2019-09-24",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2024-04-15",
  "carried_forward": false,
  "raum_total": 20514823.0,
  "raum_discretionary": 20514823.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 20514823.0,
      "count": 12
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "TN"
  ],
  "websites": [
    "https://spectrumfinancialadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301915",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    }
  ],
  "city_as_filed": "BRENTWOOD",
  "url": "https://advisorcensus.com/firm/spectrum-financial-advisors-llc-brentwood-tn-301915",
  "display_name": "Spectrum Financial Advisors LLC",
  "summary": "Spectrum Financial Advisors LLC is a state-registered investment advisory firm in Brentwood, TN, registered since 2019, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 15, 2024.",
  "citation": "AdvisorCensus. Spectrum Financial Advisors LLC (CRD 301915): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Spectrum Financial Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Spectrum Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Spectrum Financial Advisors LLC located?",
      "a": "Spectrum Financial Advisors LLC's principal office is in Brentwood, TN, according to its Form ADV."
    },
    {
      "q": "Is Spectrum Financial Advisors LLC registered with the SEC or a state?",
      "a": "Spectrum Financial Advisors LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 301915."
    },
    {
      "q": "How much does Spectrum Financial Advisors LLC manage?",
      "a": "Spectrum Financial Advisors LLC reports $20,514,823 in regulatory assets under management in its Form ADV filing dated April 15, 2024 (100% discretionary)."
    },
    {
      "q": "What types of clients does Spectrum Financial Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (12)."
    },
    {
      "q": "Does Spectrum Financial Advisors LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission) and 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/301915"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/spectrum-financial-advisors-llc-brentwood-tn-301915.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 20514823.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/301915",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}