{
  "crd_number": 154632,
  "slug": "spartan-capital-private-wealth-management-llc-new-york-ny-154632",
  "primary_business_name": "SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC",
  "legal_name": "SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2022-01-04",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2022-12-13",
  "carried_forward": false,
  "raum_total": 6741000.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 6741000.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 6,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 6741000.0,
      "count": 20
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CT",
    "NJ"
  ],
  "websites": [
    "https://spartancapital.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154632",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    },
    {
      "item": "11.G",
      "question": "Is the firm or an advisory affiliate now the subject of a regulatory proceeding that could result in a yes answer to any part of 11.C, 11.D, or 11.E?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/spartan-capital-private-wealth-management-llc-new-york-ny-154632",
  "display_name": "Spartan Capital Private Wealth Management LLC",
  "summary": "Spartan Capital Private Wealth Management LLC is a state-registered investment advisory firm in New York, NY, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated December 13, 2022.",
  "citation": "AdvisorCensus. Spartan Capital Private Wealth Management LLC (CRD 154632): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Spartan Capital Private Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Spartan Capital Private Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Spartan Capital Private Wealth Management LLC located?",
      "a": "Spartan Capital Private Wealth Management LLC's principal office is in New York, NY, according to its Form ADV."
    },
    {
      "q": "Is Spartan Capital Private Wealth Management LLC registered with the SEC or a state?",
      "a": "Spartan Capital Private Wealth Management LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 154632."
    },
    {
      "q": "How much does Spartan Capital Private Wealth Management LLC manage?",
      "a": "Spartan Capital Private Wealth Management LLC reports $6,741,000 in regulatory assets under management in its Form ADV filing dated December 13, 2022 (0% discretionary)."
    },
    {
      "q": "What types of clients does Spartan Capital Private Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20)."
    },
    {
      "q": "Does Spartan Capital Private Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.G (pending regulatory proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154632"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/spartan-capital-private-wealth-management-llc-new-york-ny-154632.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 20,
      "fewer_than_5": false,
      "raum": 6741000.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/154632",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}