# Spahn Wealth & Retirement LLC

> Spahn Wealth & Retirement LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 285932
- Filed as: SPAHN WEALTH & RETIREMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285932
- AdvisorCensus page: https://advisorcensus.com/firm/spahn-wealth-and-retirement-llc-scottsdale-az-285932

## Quick answers

**How is Spahn Wealth & Retirement LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Spahn Wealth & Retirement LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Spahn Wealth & Retirement LLC charge?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Up to $500,000: 1.5% a year; $500,000 to $1,000,000: 1.25% a year; $1,000,000 to $2,000,000: 1% a year; Above $2,000,001: 0.85% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Spahn Wealth & Retirement LLC located?**
Spahn Wealth & Retirement LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Spahn Wealth & Retirement LLC registered with the SEC or a state?**
Spahn Wealth & Retirement LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 285932.

**How much does Spahn Wealth & Retirement LLC manage?**
Spahn Wealth & Retirement LLC reports $181,438,726 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Spahn Wealth & Retirement LLC's assets and staff changed since 2022?**
In the Form ADV data for Spahn Wealth & Retirement LLC: Regulatory assets under management: $117,072,252 in the October 2022 data and $181,438,726 in the October 2026 data, up 55%. Total employees: 1 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Spahn Wealth & Retirement LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (76); high net worth individuals (57).

**Which custodians does Spahn Wealth & Retirement LLC use?**
Spahn Wealth & Retirement LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Spahn Wealth & Retirement LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285932

**Does Spahn Wealth & Retirement LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "We require a minimum of $250,000 for portfolio management services. Nonetheless, we reserve the right to waive the minimum investment requirement, at our discretion, based on other relevant factors"

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Up to $500,000: 1.5% a year
- $500,000 to $1,000,000: 1.25% a year
- $1,000,000 to $2,000,000: 1% a year
- Above $2,000,001: 0.85% a year

> Assets Under Management Max. Annual Rate First $500,000 1.50% Next $500,000 1.25% Next $1,000,000 1.00% Next Amount Over $2,000,001 0.85%

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> We require a minimum of $250,000 for portfolio management services. Nonetheless, we reserve the right to waive the minimum investment requirement, at our discretion, based on other relevant factors

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $181,438,726
- Discretionary: $181,438,726
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 76 | $45,932,072 |
| High net worth individuals | 57 | $135,506,654 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [spahnwealth.com](https://spahnwealth.com)
- LinkedIn @KYLE-R-SPAHN-CFP®-8B61B260

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $117,072,252 | 1 | June 18, 2022 |
| October 2023 | $100,945,861 | 1 | March 16, 2023 |
| October 2024 | $127,300,625 | 2 | March 28, 2024 |
| October 2025 | $167,417,382 | 2 | March 26, 2025 |
| October 2026 | $181,438,726 | 2 | March 23, 2026 |

Regulatory assets under management: $117,072,252 in the October 2022 data and $181,438,726 in the October 2026 data, up 55%.
Total employees: 1 in October 2022 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Spahn Wealth & Retirement LLC (CRD 285932): Form ADV filing data as of October 2026.