{
  "crd_number": 285932,
  "slug": "spahn-wealth-and-retirement-llc-scottsdale-az-285932",
  "primary_business_name": "SPAHN WEALTH & RETIREMENT LLC",
  "legal_name": "SPAHN WEALTH & RETIREMENT LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-05-27",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 181438726.0,
  "raum_discretionary": 181438726.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 45932072.0,
      "count": 76
    },
    "high_net_worth_individuals": {
      "raum": 135506654.0,
      "count": 57
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ"
  ],
  "websites": [
    "https://linkedin.com/IN/KYLE-R-SPAHN-CFP%C2%AE-8B61B260",
    "https://spahnwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285932",
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/spahn-wealth-and-retirement-llc-scottsdale-az-285932",
  "display_name": "Spahn Wealth & Retirement LLC",
  "summary": "Spahn Wealth & Retirement LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Spahn Wealth & Retirement LLC (CRD 285932): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Spahn Wealth & Retirement LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Spahn Wealth & Retirement LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Spahn Wealth & Retirement LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 states: Up to $500,000: 1.5% a year; $500,000 to $1,000,000: 1.25% a year; $1,000,000 to $2,000,000: 1% a year; Above $2,000,001: 0.85% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Spahn Wealth & Retirement LLC located?",
      "a": "Spahn Wealth & Retirement LLC's principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is Spahn Wealth & Retirement LLC registered with the SEC or a state?",
      "a": "Spahn Wealth & Retirement LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 285932."
    },
    {
      "q": "How much does Spahn Wealth & Retirement LLC manage?",
      "a": "Spahn Wealth & Retirement LLC reports $181,438,726 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Spahn Wealth & Retirement LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Spahn Wealth & Retirement LLC: Regulatory assets under management: $117,072,252 in the October 2022 data and $181,438,726 in the October 2026 data, up 55%. Total employees: 1 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Spahn Wealth & Retirement LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (76); high net worth individuals (57)."
    },
    {
      "q": "Which custodians does Spahn Wealth & Retirement LLC use?",
      "a": "Spahn Wealth & Retirement LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Spahn Wealth & Retirement LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285932"
    },
    {
      "q": "Does Spahn Wealth & Retirement LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 says: \"We require a minimum of $250,000 for portfolio management services. Nonetheless, we reserve the right to waive the minimum investment requirement, at our discretion, based on other relevant factors\""
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 117072252.0,
      "total_employees": 1,
      "filing_date": "2022-06-18"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 100945861.0,
      "total_employees": 1,
      "filing_date": "2023-03-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 127300625.0,
      "total_employees": 2,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 167417382.0,
      "total_employees": 2,
      "filing_date": "2025-03-26"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 181438726.0,
      "total_employees": 2,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 23, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.5%"
      },
      {
        "band": "$500,000 to $1,000,000",
        "rate": "1.25%"
      },
      {
        "band": "$1,000,000 to $2,000,000",
        "rate": "1%"
      },
      {
        "band": "Above $2,000,001",
        "rate": "0.85%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.5% a year",
          "$500,000 to $1,000,000: 1.25% a year",
          "$1,000,000 to $2,000,000: 1% a year",
          "Above $2,000,001: 0.85% a year"
        ],
        "quotes": [
          "Assets Under Management Max. Annual Rate First $500,000 1.50% Next $500,000 1.25% Next $1,000,000 1.00% Next Amount Over $2,000,001 0.85%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We require a minimum of $250,000 for portfolio management services. Nonetheless, we reserve the right to waive the minimum investment requirement, at our discretion, based on other relevant factors"
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.5
        },
        {
          "min": 500000.0,
          "max": 1000000.0,
          "rate_pct": 1.25
        },
        {
          "min": 1000000.0,
          "max": 2000000.0,
          "rate_pct": 1.0
        },
        {
          "min": 2000001.0,
          "max": null,
          "rate_pct": 0.85
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Assets Under Management Max. Annual Rate First $500,000 1.50% Next $500,000 1.25% Next $1,000,000 1.00% Next Amount Over $2,000,001 0.85%",
      "We require a minimum of $250,000 for portfolio management services. Nonetheless, we reserve the right to waive the minimum investment requirement, at our discretion, based on other relevant factors"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/spahn-wealth-and-retirement-llc-scottsdale-az-285932.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 76,
      "fewer_than_5": false,
      "raum": 45932072.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 57,
      "fewer_than_5": false,
      "raum": 135506654.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285932",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}