# Sovereign Wealth Advisors LLC

> Sovereign Wealth Advisors LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 188524
- Filed as: SOVEREIGN WEALTH ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/188524
- AdvisorCensus page: https://advisorcensus.com/firm/sovereign-wealth-advisors-llc-houston-tx-188524

## Quick answers

**How is Sovereign Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sovereign Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Sovereign Wealth Advisors LLC located?**
Sovereign Wealth Advisors LLC's principal office is in Houston, TX, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Sovereign Wealth Advisors LLC registered with the SEC or a state?**
Sovereign Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 188524.

**How much does Sovereign Wealth Advisors LLC manage?**
Sovereign Wealth Advisors LLC reports $625,113,905 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (93% discretionary).

**How have Sovereign Wealth Advisors LLC's assets and staff changed since 2021?**
In the Form ADV data for Sovereign Wealth Advisors LLC: Regulatory assets under management: $326,530,143 in the October 2021 data and $625,113,905 in the October 2026 data, up 91%. Total employees: 25 in October 2021 and 35 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sovereign Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (844); high net worth individuals (408); corporations or other businesses not listed above (20).

**Does Sovereign Wealth Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/188524

**What changed in Sovereign Wealth Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 30 to 35.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $625,113,905
- Discretionary: $581,877,324
- Non-discretionary: $43,236,581

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 844 | $143,318,560 |
| High net worth individuals | 408 | $378,102,547 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $7,094,026 |
| Corporations or other businesses not listed above | 20 | $96,598,772 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2015 (11 years)
- Employees: 35 total, 35 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Corpus Christi, TX

### Websites listed on Form ADV (Item 1.I)
- sovereignwealthadvisors.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $326,530,143 | 25 | March 29, 2021 |
| October 2022 | $388,345,380 | 25 | March 31, 2022 |
| October 2023 | $548,397,779 | 30 | July 19, 2023 |
| October 2024 | $547,404,211 | 40 | June 22, 2024 |
| October 2025 | $607,035,864 | 38 | April 15, 2025 |
| October 2026 | $625,113,905 | 35 | July 17, 2026 |

Regulatory assets under management: $326,530,143 in the October 2021 data and $625,113,905 in the October 2026 data, up 91%.
Total employees: 25 in October 2021 and 35 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 30 to 35.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sovereign Wealth Advisors LLC (CRD 188524): Form ADV filing data as of October 2026.