# Sovereign

> Sovereign is a state-registered investment advisory firm in Vienna, VA, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 314859
- Filed as: SOVEREIGN
- Legal name: Sovereign Wealth Management, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Vienna, VA
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/314859
- AdvisorCensus page: https://advisorcensus.com/firm/sovereign-vienna-va-314859

## Quick answers

**How is Sovereign compensated?**
On its Form ADV (Item 5.E, October 2026), Sovereign reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Sovereign located?**
Sovereign's principal office is in Vienna, VA, according to its Form ADV.

**Is Sovereign registered with the SEC or a state?**
Sovereign is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 314859.

**How much does Sovereign manage?**
Sovereign reports $70,735,741 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (86% discretionary).

**What types of clients does Sovereign serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (189); high net worth individuals (16); pension and profit sharing plans (but not the plan participants or government pension plans) (7).

**Does Sovereign report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/314859

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $70,735,741
- Discretionary: $60,805,255
- Non-discretionary: $9,930,486

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 189 | $36,591,500 |
| High net worth individuals | 16 | $27,923,748 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $6,220,493 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2022 (4 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MD, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sovereign.global
- sovereign.global/financial-retirement-blog
- sovereignglobal.digital
- sovereignglobal.digital/blog
- sovereignglobal.ru/mass-media-about-us
- t.me/s/sovereignglobalru
- yelp.com/biz/sovereign-wealth-management-vienna-2
- Facebook @SovereignWealthManagementLLC
- Facebook @SovereignWealthManagementRussia
- Instagram @sovereign.global
- Instagram @sovereignglobal.ru
- LinkedIn @10862630
- X @sovereignllc
- YouTube @UCWNA5E6m0L-Q85q5thg-EVw

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sovereign (CRD 314859): Form ADV filing data as of October 2026.