{
  "crd_number": 167663,
  "slug": "sovereign-global-advisors-llc-denver-co-167663",
  "primary_business_name": "SOVEREIGN GLOBAL ADVISORS, LLC",
  "legal_name": "SOVEREIGN GLOBAL ADVISORS, LLC",
  "dbas": [],
  "city": "Denver",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2016-03-30",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-03-19",
  "carried_forward": false,
  "raum_total": 4192356.0,
  "raum_discretionary": 2083581.0,
  "raum_non_discretionary": 2108775.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 10,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 4192356.0,
      "count": 10
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "CA",
    "CO",
    "FL",
    "NJ",
    "NY",
    "TX",
    "VA"
  ],
  "websites": [
    "https://sovereignglobaladvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167663",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "DENVER",
  "url": "https://advisorcensus.com/firm/sovereign-global-advisors-llc-denver-co-167663",
  "display_name": "Sovereign Global Advisors, LLC",
  "summary": "Sovereign Global Advisors, LLC is a state-registered investment advisory firm in Denver, CO, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.",
  "citation": "AdvisorCensus. Sovereign Global Advisors, LLC (CRD 167663): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Sovereign Global Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sovereign Global Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Sovereign Global Advisors, LLC located?",
      "a": "Sovereign Global Advisors, LLC's principal office is in Denver, CO, according to its Form ADV."
    },
    {
      "q": "Is Sovereign Global Advisors, LLC registered with the SEC or a state?",
      "a": "Sovereign Global Advisors, LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 167663."
    },
    {
      "q": "How much does Sovereign Global Advisors, LLC manage?",
      "a": "Sovereign Global Advisors, LLC reports $4,192,356 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (50% discretionary)."
    },
    {
      "q": "What types of clients does Sovereign Global Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10)."
    },
    {
      "q": "Does Sovereign Global Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167663"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sovereign-global-advisors-llc-denver-co-167663.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 10,
      "fewer_than_5": false,
      "raum": 4192356.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167663",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}