# Sovereign Capital LLC

> Sovereign Capital LLC is a state-registered investment advisory firm, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 313108
- Filed as: SOVEREIGN CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arkansas
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/313108
- AdvisorCensus page: https://advisorcensus.com/firm/sovereign-capital-llc-313108

## Quick answers

**How is Sovereign Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sovereign Capital LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Sovereign Capital LLC registered with the SEC or a state?**
Sovereign Capital LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 313108.

**How much does Sovereign Capital LLC manage?**
Sovereign Capital LLC reports $2,671,935 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).

**What types of clients does Sovereign Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3).

**Does Sovereign Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/313108

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $2,671,935
- Discretionary: $2,671,935
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $2,671,935 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sovereign Capital LLC (CRD 313108): Form ADV filing data as of October 2026.