# Southwestern Money Management LLC

> Southwestern Money Management LLC is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 304033
- Filed as: SOUTHWESTERN MONEY MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Antonio, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304033
- AdvisorCensus page: https://advisorcensus.com/firm/southwestern-money-management-llc-san-antonio-tx-304033

## Quick answers

**How is Southwestern Money Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Southwestern Money Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Southwestern Money Management LLC located?**
Southwestern Money Management LLC's principal office is in San Antonio, TX, according to its Form ADV.

**Is Southwestern Money Management LLC registered with the SEC or a state?**
Southwestern Money Management LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304033.

**How much does Southwestern Money Management LLC manage?**
Southwestern Money Management LLC reports $48,349,956 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Southwestern Money Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Southwestern Money Management LLC: Regulatory assets under management: $1,570,270 in the October 2022 data and $48,349,956 in the October 2026 data, up 2979%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Southwestern Money Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (19).

**Does Southwestern Money Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304033

**Does Southwestern Money Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "There is no minimum account value or annual fee."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> There is no minimum account value or annual fee.

- Minimum annual fee: None

> There are no minimum fees assessed to an account.

> There is no minimum account value or annual fee.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $48,349,956
- Discretionary: $48,349,956
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 19 | $48,349,956 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (7 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- southwesternmoney.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 3 | March 31, 2021 |
| October 2022 | $1,570,270 | 3 | March 30, 2022 |
| October 2023 | $2,162,205 | 3 | March 31, 2023 |
| October 2024 | $40,066,715 | 3 | March 28, 2024 |
| October 2025 | $45,378,676 | 3 | March 25, 2025 |
| October 2026 | $48,349,956 | 3 | March 30, 2026 |

Regulatory assets under management: $1,570,270 in the October 2022 data and $48,349,956 in the October 2026 data, up 2979%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Southwestern Money Management LLC (CRD 304033): Form ADV filing data as of October 2026.