{
  "crd_number": 304033,
  "slug": "southwestern-money-management-llc-san-antonio-tx-304033",
  "primary_business_name": "SOUTHWESTERN MONEY MANAGEMENT LLC",
  "legal_name": "SOUTHWESTERN MONEY MANAGEMENT LLC",
  "dbas": [],
  "city": "San Antonio",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "41700",
  "metro": {
    "cbsa_code": "41700",
    "common_name": "San Antonio",
    "msa_name": "San Antonio-New Braunfels, TX",
    "path": "/advisors/tx/san-antonio"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-09-12",
  "years_registered": 7,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 48349956.0,
  "raum_discretionary": 48349956.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 48349956.0,
      "count": 19
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://southwesternmoney.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304033",
  "city_as_filed": "SAN ANTONIO",
  "url": "https://advisorcensus.com/firm/southwestern-money-management-llc-san-antonio-tx-304033",
  "display_name": "Southwestern Money Management LLC",
  "summary": "Southwestern Money Management LLC is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Southwestern Money Management LLC (CRD 304033): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Southwestern Money Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Southwestern Money Management LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Southwestern Money Management LLC located?",
      "a": "Southwestern Money Management LLC's principal office is in San Antonio, TX, according to its Form ADV."
    },
    {
      "q": "Is Southwestern Money Management LLC registered with the SEC or a state?",
      "a": "Southwestern Money Management LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 304033."
    },
    {
      "q": "How much does Southwestern Money Management LLC manage?",
      "a": "Southwestern Money Management LLC reports $48,349,956 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Southwestern Money Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Southwestern Money Management LLC: Regulatory assets under management: $1,570,270 in the October 2022 data and $48,349,956 in the October 2026 data, up 2979%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Southwestern Money Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (19)."
    },
    {
      "q": "Does Southwestern Money Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304033"
    },
    {
      "q": "Does Southwestern Money Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"There is no minimum account value or annual fee.\""
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 3,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1570270.0,
      "total_employees": 3,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2162205.0,
      "total_employees": 3,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 40066715.0,
      "total_employees": 3,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 45378676.0,
      "total_employees": 3,
      "filing_date": "2025-03-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 48349956.0,
      "total_employees": 3,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "None",
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "There is no minimum account value or annual fee."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: None"
        ],
        "quotes": [
          "There are no minimum fees assessed to an account.",
          "There is no minimum account value or annual fee."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": 0.0,
      "planning": []
    },
    "quotes": [
      "There is no minimum account value or annual fee.",
      "There are no minimum fees assessed to an account.",
      "There is no minimum account value or annual fee."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/southwestern-money-management-llc-san-antonio-tx-304033.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 19,
      "fewer_than_5": false,
      "raum": 48349956.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/304033",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}