# Southwestern Advisory Group LLC

> Southwestern Advisory Group LLC is a state-registered investment advisory firm in Stephenville, TX, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 18, 2026.

- CRD: 282950
- Filed as: SOUTHWESTERN ADVISORY GROUP LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Stephenville, TX
- Filing period: October 2026
- Form ADV filing dated: February 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/282950
- AdvisorCensus page: https://advisorcensus.com/firm/southwestern-advisory-group-llc-stephenville-tx-282950

## Quick answers

**How is Southwestern Advisory Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Southwestern Advisory Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Southwestern Advisory Group LLC located?**
Southwestern Advisory Group LLC's principal office is in Stephenville, TX, according to its Form ADV.

**Is Southwestern Advisory Group LLC registered with the SEC or a state?**
Southwestern Advisory Group LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 282950.

**How much does Southwestern Advisory Group LLC manage?**
Southwestern Advisory Group LLC reports $39,350,000 in regulatory assets under management in its Form ADV filing dated February 18, 2026 (100% discretionary).

**What types of clients does Southwestern Advisory Group LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (30).

**Does Southwestern Advisory Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282950

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $39,350,000
- Discretionary: $39,350,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $19,100,000 |
| High net worth individuals | 30 | $20,250,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- southwesternadvisorygroup.com
- Facebook @SWAGRP
- Instagram @southwesternadvisorygroup

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Southwestern Advisory Group LLC (CRD 282950): Form ADV filing data as of October 2026.